PDF document
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                                          Rev. 8/12/16

Scan Specifi cations for the 

2017 Ohio IT 1040ES

Important Note

The following document (2017 IT 1040ES) contains grids for place-
ment of information on this specifi c tax form. To accurately print, do 
not reduce the size, rotate or center this document. Doing so will 
jeopardize the integrity of the grid. When printing from Adobe Reader, 
select “None” for  “Page Scaling,” which is under “Page Handling.”

       Ohio Department of Taxation

                        4485 Northland Ridge Blvd.

                        Columbus, OH 43229

                        tax.ohio.gov



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       Ohio Department of Taxation Scannable Tax Forms

1. Introduction:
 The Ohio Department of Taxation (ODT) prescribes the format of Ohio tax returns and forms. The    
 department’s primary objective is to ensure that the tax forms are compatible with the department’s 
 automated remittance processing systems and can be processed in an effi cient, accurate and  
 economical manner.

 These guidelines are for computerized tax processors, software developers, computer programmers,    
 commercial printers, and others who develop and use substitute and reproduced tax forms.

2. Defi nitions:
 2.01  Substitute Tax Forms –
    A form other than the offi cial ODT form that is computer-produced, computer-programmed 
    or commercially typeset and printed. ODT must be able to process substitute tax forms in the 
    same manner as the offi cial forms. Substitute tax forms that are electronically produced must 
    duplicate the appearance and layout of the offi cial form including size of margins, special 
       keying symbols and line numbers.
 2.02  Facsimile (Text Mode) Forms 
       For fi ling purposes, ODT does not accept dot matrix facsimile signature returns and schedules. 
       They do not contain the data-entry symbols and other requirements necessary for processing. 
       Companies must clearly print in the top margin of electronically processed text mode forms: 
       “DO NOT FILE THIS FORM.”
 2.03  Scannable Tax Forms –
       The computer-prepared scannable forms are similar to the offi cial ODT tax forms with the 
       following exceptions: 1) the taxpayer-entity information layout and 2) a scanline that contains 
       the taxpayers’ tax data.
 2.04  Reproduced Tax Forms –
       Reproduced tax forms are photocopies of the offi cial ODT forms. ODT will accept 
       reproductions of offi cial forms if the reproductions are:
       1)  Facsimiles of the offi cial form produced by photo-offset, photoengraving, photocopying or 
       other similar reproduction processes;
       2)  Printed in black ink on white paper of substantially the same weight, texture and quality as 
       the offi cial forms;
       3)  Legible in both the original text of the form and the fi lled-in data; AND
       4)  The same dimensions as the offi cial form, including the paper and the image produced on it.

       ODT will accept one-sided reproduced forms even if the offi cial form is two-sided. However, 
       ODT prefers two-sided reproduced forms that result in the same page arrangements as the 
       offi cial form. You may not fi le reproduced tax forms that do not meet the preceding guidelines. 
       Reproduced tax forms that deviate from the offi cial forms are considered substitute tax forms.
  2.05  ID Field –
       The area where the name, address, account number/Social Security number (SSN) are printed.



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                                                            2.06  ICR-Readable Fields 
be read using Intelligent Character Recognition (ICR) technology.   All elds that will 
                                                            2.07  Line Item Text       
                                                                  The text, including item numbers, specifying the information to be entered into a data fi eld.
                                                            2.08  OCR-Readable Field 
                                                                  The scanline fi eld that will be read using Optical Character Recognition (OCR) technology.
                                                            2.09  Record Layout 
                                                                  A 6-line-per-inch vertical (row) and 10-characters-per-inch horizontal (column) spacing grid,  
                                                                  specifying the exact placement of all fi elds and characters on the facsimile form, is provided 
                                                                  with each form specifi cation to assist in proper spacing and alignment.
                                                            2.10  Data Field 
                                                                  The specifi c space on the form where a numeric fi gure is entered.

                                                           3. Specifi cations: 
                                                            3.01  Field Length –
                                                                  Each form must contain the exact number of ID fi elds, line item texts and data fi elds, as the 
                                                                  department-issued form.
                                                            3.02  Signature –
                                                                  The signature, title and date area must be formatted in the same manner as the department-
                                                                  issued form.
                                                            3.03  Name and Address –
                                                                  Name and address must be placed in the row and column specifi ed in the grid format provided 
                                                                  with each form.
                                                            3.04  Account/SSN – 
                                                                  The account or SSN(s) must be printed with spaces in the exact locations specifi ed in the record 
                                                                  layout. 
                                                            3.05  Scanline Font –
                                                                  The OCR scanline must be printed using a fi xed 10-pitch, OCR-A (12-point size) font. The use 
                                                                  of Courier or OCR-B font is not permitted.
                                                            3.06  Scanline Position – 
                                                                  ODT remittance scanline reads from right to left.  The bottom of the characters in the scanline 
                                                                  must be     2 of an inch from the bottom edge of the form and 1-  inches from the2right edge. 
                                                                  See grid layout and Scanline Specifi cations Format for exact location of scanline.
                                                            3.07  ICR        
                                                                  Dollar signs ($) are not permissible in ICR-readable fi elds. Commas and periods are not 
                                                                  allowed as separators between the digits in ICR-readable fi elds. ICR fi elds are defi ned in the 
                                                                  record layout of each form.
                                                            3.08  Total Remittance Field –
                                                                  This is the remittance line on the form that shows the tax due amount and payment submitted 
                                                                  with the form. This fi eld is read by the Courtesy Amount Reader (CAR) on our remittance-
                                                                  processing equipment and requires a dollar sign ($) followed by a space preceding the remitted 
                                                                  amount. The total remittance fi eld must also include a decimal point to separate the dollar and 
                                                                  cents digits. (Example: $ 12345.00)



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 3.09  OCR/ICR Fields –
       Underlining or enclosing OCR/ICR readable data fi elds is not acceptable nor are vertical bars to 
       be used to separate dollar and cents fi elds.
 3.10  Finished Form Size 
       Form size is as specifi ed in the grid layout for each form. Extraneous borders are not permitted. 
       Edges MUST be trimmed to meet specifi cations. DO NOT HAND-CUT BOTTOM OR RIGHT 
       SIDE OF FORM.  
 3.11  Paper Requirement –   
       The paper must be white, high-quality bond paper with a minimum weight between 20 and 24 
       pounds.
 3.12  Back of Form – 
       Forms must be printed on one side only, unless the form is a two sided form. If two-sided, see 
       section 2.04.
 3.13  Inks –
       Forms must be printed using black ink, non-MICR (non-ferrous) ink or toner.
 3.14  Shading –
       The use of shading or solid black areas for sidebars, headings or other areas is not permitted 
       unless specifi ed on tax return samples.
 3.15  Reference Marks –
       On all scannable returns and vouchers there are target marks on the form. Exact locations of the 
       target marks are listed on the grid layout for each form. Target marks must be a solid black box 
       and should be .2”W x  .167”H.
 3.16  Software Developer Identifi cation – 
       The software developer identifi cation is a three-letter vendor registration number (VRN) that 
       will be assigned to each developer. The identifi cation will be assigned to you by the Ohio 
       Department of Taxation. The three-digit VRN refers to the developer who designs the software 
       to perform the tax calculations and to the developer who designs the form templates. The VRN 
       must be printed on each document in the exact area specifi ed on the form grid. The use of a 
       standard font size is acceptable.

4. Testing: 
 All documents must be tested on ODT equipment before production runs. The ODT requests a certain    
  amount (see section 8 for quantities) of test samples (cut to exact size) with the appropriate scanline and  
 all data fi elds fi lled. Test documents must be submitted for approval to:   
       
                             Ohio Department of Taxation
                               Forms Unit
                               4485 Northland Ridge Blvd.
                               Columbus, OH  43229

 Note: When submitting your forms for approval, include form STF – Approval Request for 
 Scannable Tax Forms with your order. This will allow us to communicate any required changes to a 
 contact person within your organization.

5. Approval Process: 
 After you have submitted approval form STF, the Forms Unit will confi rm receipt. Allow at least two 
 weeks for the Forms Unit to review and approve your order. You will receive written confi rmation 
 when your submittal has been approved.



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6. Check Digit Routine (Modulus 10) For Scanline
 1)  Multiply each digit of the number by 1 or 2, starting from the left and going to the right.  You will 
  start with a 1 then 2, and continue this pattern to the end of that number.
 2)  Add all the digits together. Do not add the sum of the totals. For example, if your numbers are 1, 
  3, 4 and 19 your answer will be: 1 + 3 + 4 + 1 + 9 = 18.
 3)  Divide the total from the digits by 10.
 4)  Subtract the remainder from 10. The answer is your check digit. Note: If your remainder is zero, 
  your check digit will always be zero.

 Note: This same procedure is followed for all check digit calculations throughout these                              
 specifi cations.

Example:

Check digit calculation for SSN and school district number:
 
Step 1 – Multiply each digit in the number by weights 121212.
  1  2  3  4  5   6   7   8   9  (SSN)                        2   5    0    9                (school district number)
  X   1  2  1  2  1   2   1   2   1                         X  1   2    1    2
    1  4  3  8  5  12  7  16  9                                   2  10   0  18

Step 2 – The digits of the individual products are summed.

   1 + 4 + 3 + 8 + 5 + 1+ 2 + 7 + 1 + 6 + 9 = 47              2 + 1 + 0 + 0 + 1 + 8 = 12

Step 3 – Divide the sum by the modulus (10):

                                         4  (quotient)                                  1 (quotient)
                (Modulus) 10  47                                             (Modulus)10   12
                                         40                                              10
                                           7 (remainder)                                   2   (remainder)

Step 4 – To compute the check digit:

  Modulus – Remainder = Check Digit                         Modulus – Remainder = Check Digit

  10 - 7 =  3  (This is your check digit.)                  10 - 2  =  8  (This is your check digit.)

Step 5 – Append a space and the check digit to the right of the number: The complete form for the SSN 
is 123456789 3 and for the school district number is 2509 8.  



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7. Check Digit for Scanline Payment Period

               Form Period                Check Digit

2017 IT 1040ES      0117 - April 18, 2017 2

                    0217 - June 15, 2017  0

                    0317 - Sept. 15, 2017 8

                    0417 - Jan. 16, 2018  6

2017 SD 100ES       0117 - April 18, 2017 2

                    0217 - June 15, 2017  0

                    0317 - Sept. 15, 2017 8

                    0417 - Jan. 16, 2018  6

2016 IT 40P         0516 - April 18, 2017 5

2016 SD 40P         0516 - April 18, 2017 5

2016 IT 40XP        0516 - April 18, 2017 5

2016 SD 40XP        0516 - April 18, 2017 5

2017 IT 1041ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2017 IT 1140ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2017 IT 4708ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2016 IT 1041P       0616 - April 18, 2017 3

2016 IT 1140P       0616 - April 18, 2017 3

2016 IT 4708P       0616 - April 18, 2017 3



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8. Scanline Specifi cations Format:                      2017 IT 1040ES           Size: 8.5” X 3.667”

                                                                          Number            Character 
 Description                                                        of Positions              Length

 SSN                                                                      1-10                9
 Check Digit for SSN                                                      11-12               1
 Voucher and Year                                                         13-17               4
 Check Digit for Voucher and Year                                         18-19               1
 Spouse’s SSN (if single return or married fi ling separately, zero fi ll fi eld)  20-29         9
 Check Digit for SSN                                                      30-31               1
 Form Type                                                                32-34               3
 Placement of the Scanline: Will start on line 63 at position 37 and end at position 70. Blank spaces must 
 be as noted. Print zeros in fi elds that contain no data. The scanline font is OCR-A (12-point size), 10 pitch 
 (pica spacing). Example:  123456789X3X0117 2 987654321X X        3 400X X

                               1      2      3          4       5     6   7
1.  SSN (9 digits and a space)
2.  Check Digit for SSN (1 digit and a space)
3.  Period: Voucher Number and Year:
   ¾ Voucher 1 (April 18, 2017)     =        0117 (4 digits and a space)
   ¾ Voucher 2 (June 15, 2017)      =        0217                           
   ¾ Voucher 3 (Sept. 15, 2017)     =        0317
   ¾ Voucher 4 (Jan. 16, 2018)      =        0417
4.  Check Digit for Period 
   ¾ Voucher 1     =          2 (1 digit and a space)
   ¾ Voucher 2     =          0
   ¾ Voucher 3     =          8
   ¾ Voucher 4     =          6
5.  Spouse’s SSN – print zeros in fi eld if single or married fi ling separately return (9 digits and a space)
6.  Check Digit for Spouse’s SSN (1 digit and a space)
7.  Form Type: This will remain a constant “400” on all vouchers. (3 digits)

Note: The ICR-readable fi elds will be the fi rst three letters of the taxpayer’s last name, the fi rst three 
letters of the spouse’s last name, and the taxpayer’s and spouse’s SSNs. All periods, single and joint 
fi lers, must be represented in a minimum of 8 test samples (20 test samples is the maximum amount) 
with at least two different names and addresses. The nine-digit postal bar code for this form is 
432161701. 



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76                                                                                                                                                                                                              ling)
75
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73                                                                                                                                                                                                                                                                        PUB
72
71                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            
70                                                                                                                                                                          Spouse’s last name                 (only if joint fi
69                                                                                                   
68
67                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     400
66                                                                                                                                                                                                                                                                                                                                                                                                                       4321                                                                                                                                                                                                                                                                                                          X
65                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     3
64                                                                            Use UPPERCASE letters                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    X
63                                                                                                  to print the first three letters of
62                                                                                                                                                                                                                                                                           CIT
61                                                                                                                                                                          Taxpayer’s                                         last name
60
59                                                                                                                                                                                                                                                                                                                                                                     123 45 6789                                       987 65                                                                                                                                                                                                                                              123456789.00 
58                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         
57                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          $
56
55              Do NOT fold check or voucher.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          987654321
54                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     X
53                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     2
52                                                                                                                                                                                                                                                                                                                                   Your SSN                                                                                                                                                                                                                                                                                                                                                                                          X
51                                                                                                                                                                                                                                                                                                                                                                                    Spouse’s SSN
50                                                                                                                                                                                                                                                                                                                                                                                                (only if joint fi  ling)
49
48                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     0117
47                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     X
46                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     3
45                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     X
43                                                                                                                                                                   2017ES                                                                                                                                                                                                                                                                                                                                                                                                                                              Amount of                                                         Payment
44
42
41
40
39
38
37
36                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     123456789
35
34
33
32
31                                                                                                                                                                                                                                                                                                                                                    12345-2345
30                                                                                                                                                                                                                                                                                                                                                                      
29
28                                                                                                                                                                                                                                                                                                                                                    US
27                                                                                                                                                                                                                                                                                                                                                                       
26
25                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               
24
23
22
21    Rev. 6/16                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 and mail to OHIO DEPARTMENT OF TAXATION,                                                                                                   ABC
20
19
18
17
16                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Return this voucher with check or money order made payable                                                                                                                         Vendor’s Registration       Number
15                                                                                                                                                                                                                                                                                                       StreetXXXXXXXXXXXXXXXXXXXX
14                                                                                                                                                                                                                                      CitizenXXXXXXXXXXXXXXXXXXXX          PublicXXXXXXXXXXXXXXXXXXXXX                            
13                                                                                                                                                                                                                                                                                
12
11                                                                                                                                                                                                                                      Q.                                   E.                          Any
10                                                                                                                                                                                                                                                                                                                                                    CityXXXXXXXXXXXX,
9                                                                                                                                                                                                                                                                                                                                                                       
8                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                OHIO TREASURER OF STATE 
7                                                                                                                                                                                                                                                                                                                                                                                                                               DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER.                   DO NOT SEND CASH.                                             to                                                 P.O. BOX 1460, Columbus, Ohio 43216-1460.
6                                                                                                                                                                                                                                                                    John    Jane                        1234                                         Any
5               OHIO IT 1040ES                Individual Estimated Income Tax                                                         (Voucher 1) Due April 18, 2017 
4
3
2
1
   45           46                            47                                                    48                                                               49                        50                                       51                                52                             53                          54                                            55             56                            57                                                                                                                                           58                                                    59                                                             60 61                       62       63       64 65   66



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                                                                                                                                                                                                          ling)

                                                                                                                                                                                                                                                                    PUB
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          
                                                                                                                                                                      Spouse’s last name                 (only if joint fi
                                                                                               
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                400
                                                                                                                                                                                                                                                                                                                                                                                                                                        4321                                                                                                                                                                                                                                                                                                    X
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                3
                                                                        Use UPPERCASE letters                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   X
                                                                                              to print the first three letters of
                                                                                                                                                                                                                                                                       CIT
                                                                                                                                                                      Taxpayer’s                                         last name
                                                                                                                                                                                                                                                                                                                                                                 123 45 6789                                                            987 65                                                                                                                                                                                                                                           123456789.00 
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        $
          Do NOT fold check or voucher.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         987654321
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                X
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                2
                                                                                                                                                                                                                                                                                                                               Your SSN                                                                                                                                                                                                                                                                                                                                                                                                         X
                                                                                                                                                                                                                                                                                                                                                                             Spouse’s SSN                        (only if joint fi  ling)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                0117
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                X
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                3
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                X
                                                                                                                                                               2017ES                                                                                                                                                                                                                                                                                                                                                                                                                                                                Amount of                                                         Payment

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                123456789

                                                                                                                                                                                                                                                                                                                                                12345-2345
                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                US
                                                                                                                                                                                                                                                                                                                                                                   
Rev. 6/16                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   and mail to OHIO DEPARTMENT OF TAXATION,                                                                                                ABC

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 Return this voucher with check or money order made payable                                                                                                                   Vendor’s Registration       Number
                                                                                                                                                                                                                                                                                                   StreetXXXXXXXXXXXXXXXXXXXX
                                                                                                                                                                                                                                  CitizenXXXXXXXXXXXXXXXXXXXX          PublicXXXXXXXXXXXXXXXXXXXXX                            
                                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                  Q.                                   E.                          Any
                                                                                                                                                                                                                                                                                                                                                CityXXXXXXXXXXXX,
                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             OHIO TREASURER OF STATE 
                                                                                                                                                                                                                                                                                                                                                                                                                                               DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER.                   DO NOT SEND CASH.                                          to                                                 P.O. BOX 1460, Columbus, Ohio 43216-1460.
                                                                                                                                                                                                                                                               John    Jane                        1234                                         Any
          OHIO IT 1040ES                Individual Estimated Income Tax                                                         (Voucher 1) Due April 18, 2017 



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                                                                                                                                                                                                                           ling)

                                                                                                                                                                                       Spouse’s last name                 (only if joint fi
                                                                                                                
                                                                                          Use UPPERCASE letters
                                                                                                               to print the first three letters of
                                                                                                                                                                                       Taxpayer’s                                         last name

                             Do NOT fold check or voucher.

                                                                                                                                                                                                                                                   Your SSN
                                                                                                                                                                                                                                                           Spouse’s SSN                        (only if joint fi  ling)

                                                                                                                                                                                2017ES                                                                                                                                                                                                                                                                                                                      Amount of                                          Payment

Rev. 6/16                                                                                                                                                                                                                                                                                                                                                                                                                                                          and mail to OHIO DEPARTMENT OF TAXATION, 

                                                                                                                                                                                                                                                                                                                                                                                                        Return this voucher with check or money order made payable                                                                                                    Vendor’s Registration       Number

                                                                                                                                                                                                                                                                                                                                                                                                                                                                    OHIO TREASURER OF STATE 
                                                                                                                                                                                                                                                                                                                      DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER.                   DO NOT SEND CASH.                                          to                                                 P.O. BOX 1460, Columbus, Ohio 43216-1460.
          OHIO IT 1040ES                                  Individual Estimated Income Tax                                                        (Voucher 1) Due April 18, 2017 






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