Rev. 8/12/16 Scan Specifi cations for the 2017 Ohio IT 1040ES Important Note The following document (2017 IT 1040ES) contains grids for place- ment of information on this specifi c tax form. To accurately print, do not reduce the size, rotate or center this document. Doing so will jeopardize the integrity of the grid. When printing from Adobe Reader, select “None” for “Page Scaling,” which is under “Page Handling.” Ohio Department of Taxation 4485 Northland Ridge Blvd. Columbus, OH 43229 tax.ohio.gov |
Ohio Department of Taxation Scannable Tax Forms 1. Introduction: The Ohio Department of Taxation (ODT) prescribes the format of Ohio tax returns and forms. The department’s primary objective is to ensure that the tax forms are compatible with the department’s automated remittance processing systems and can be processed in an effi cient, accurate and economical manner. These guidelines are for computerized tax processors, software developers, computer programmers, commercial printers, and others who develop and use substitute and reproduced tax forms. 2. Defi nitions: 2.01 Substitute Tax Forms – A form other than the offi cial ODT form that is computer-produced, computer-programmed or commercially typeset and printed. ODT must be able to process substitute tax forms in the same manner as the offi cial forms. Substitute tax forms that are electronically produced must duplicate the appearance and layout of the offi cial form including size of margins, special keying symbols and line numbers. 2.02 Facsimile (Text Mode) Forms – For fi ling purposes, ODT does not accept dot matrix facsimile signature returns and schedules. They do not contain the data-entry symbols and other requirements necessary for processing. Companies must clearly print in the top margin of electronically processed text mode forms: “DO NOT FILE THIS FORM.” 2.03 Scannable Tax Forms – The computer-prepared scannable forms are similar to the offi cial ODT tax forms with the following exceptions: 1) the taxpayer-entity information layout and 2) a scanline that contains the taxpayers’ tax data. 2.04 Reproduced Tax Forms – Reproduced tax forms are photocopies of the offi cial ODT forms. ODT will accept reproductions of offi cial forms if the reproductions are: 1) Facsimiles of the offi cial form produced by photo-offset, photoengraving, photocopying or other similar reproduction processes; 2) Printed in black ink on white paper of substantially the same weight, texture and quality as the offi cial forms; 3) Legible in both the original text of the form and the fi lled-in data; AND 4) The same dimensions as the offi cial form, including the paper and the image produced on it. ODT will accept one-sided reproduced forms even if the offi cial form is two-sided. However, ODT prefers two-sided reproduced forms that result in the same page arrangements as the offi cial form. You may not fi le reproduced tax forms that do not meet the preceding guidelines. Reproduced tax forms that deviate from the offi cial forms are considered substitute tax forms. 2.05 ID Field – The area where the name, address, account number/Social Security number (SSN) are printed. |
2.06 ICR-Readable Fields – be read using Intelligent Character Recognition (ICR) technology. All fi elds that will 2.07 Line Item Text – The text, including item numbers, specifying the information to be entered into a data fi eld. 2.08 OCR-Readable Field – The scanline fi eld that will be read using Optical Character Recognition (OCR) technology. 2.09 Record Layout – A 6-line-per-inch vertical (row) and 10-characters-per-inch horizontal (column) spacing grid, specifying the exact placement of all fi elds and characters on the facsimile form, is provided with each form specifi cation to assist in proper spacing and alignment. 2.10 Data Field – The specifi c space on the form where a numeric fi gure is entered. 3. Specifi cations: 3.01 Field Length – Each form must contain the exact number of ID fi elds, line item texts and data fi elds, as the department-issued form. 3.02 Signature – The signature, title and date area must be formatted in the same manner as the department- issued form. 3.03 Name and Address – Name and address must be placed in the row and column specifi ed in the grid format provided with each form. 3.04 Account/SSN – The account or SSN(s) must be printed with spaces in the exact locations specifi ed in the record layout. 3.05 Scanline Font – The OCR scanline must be printed using a fi xed 10-pitch, OCR-A (12-point size) font. The use of Courier or OCR-B font is not permitted. 3.06 Scanline Position – ODT remittance scanline reads from right to left. The bottom of the characters in the scanline must be 2 of an inch from the bottom edge of the form and 1- inches from the2right edge. See grid layout and Scanline Specifi cations Format for exact location of scanline. 3.07 ICR – Dollar signs ($) are not permissible in ICR-readable fi elds. Commas and periods are not allowed as separators between the digits in ICR-readable fi elds. ICR fi elds are defi ned in the record layout of each form. 3.08 Total Remittance Field – This is the remittance line on the form that shows the tax due amount and payment submitted with the form. This fi eld is read by the Courtesy Amount Reader (CAR) on our remittance- processing equipment and requires a dollar sign ($) followed by a space preceding the remitted amount. The total remittance fi eld must also include a decimal point to separate the dollar and cents digits. (Example: $ 12345.00) |
3.09 OCR/ICR Fields – Underlining or enclosing OCR/ICR readable data fi elds is not acceptable nor are vertical bars to be used to separate dollar and cents fi elds. 3.10 Finished Form Size – Form size is as specifi ed in the grid layout for each form. Extraneous borders are not permitted. Edges MUST be trimmed to meet specifi cations. DO NOT HAND-CUT BOTTOM OR RIGHT SIDE OF FORM. 3.11 Paper Requirement – The paper must be white, high-quality bond paper with a minimum weight between 20 and 24 pounds. 3.12 Back of Form – Forms must be printed on one side only, unless the form is a two sided form. If two-sided, see section 2.04. 3.13 Inks – Forms must be printed using black ink, non-MICR (non-ferrous) ink or toner. 3.14 Shading – The use of shading or solid black areas for sidebars, headings or other areas is not permitted unless specifi ed on tax return samples. 3.15 Reference Marks – On all scannable returns and vouchers there are target marks on the form. Exact locations of the target marks are listed on the grid layout for each form. Target marks must be a solid black box and should be .2”W x .167”H. 3.16 Software Developer Identifi cation – The software developer identifi cation is a three-letter vendor registration number (VRN) that will be assigned to each developer. The identifi cation will be assigned to you by the Ohio Department of Taxation. The three-digit VRN refers to the developer who designs the software to perform the tax calculations and to the developer who designs the form templates. The VRN must be printed on each document in the exact area specifi ed on the form grid. The use of a standard font size is acceptable. 4. Testing: All documents must be tested on ODT equipment before production runs. The ODT requests a certain amount (see section 8 for quantities) of test samples (cut to exact size) with the appropriate scanline and all data fi elds fi lled. Test documents must be submitted for approval to: Ohio Department of Taxation Forms Unit 4485 Northland Ridge Blvd. Columbus, OH 43229 Note: When submitting your forms for approval, include form STF – Approval Request for Scannable Tax Forms with your order. This will allow us to communicate any required changes to a contact person within your organization. 5. Approval Process: After you have submitted approval form STF, the Forms Unit will confi rm receipt. Allow at least two weeks for the Forms Unit to review and approve your order. You will receive written confi rmation when your submittal has been approved. |
6. Check Digit Routine (Modulus 10) For Scanline 1) Multiply each digit of the number by 1 or 2, starting from the left and going to the right. You will start with a 1 then 2, and continue this pattern to the end of that number. 2) Add all the digits together. Do not add the sum of the totals. For example, if your numbers are 1, 3, 4 and 19 your answer will be: 1 + 3 + 4 + 1 + 9 = 18. 3) Divide the total from the digits by 10. 4) Subtract the remainder from 10. The answer is your check digit. Note: If your remainder is zero, your check digit will always be zero. Note: This same procedure is followed for all check digit calculations throughout these specifi cations. Example: Check digit calculation for SSN and school district number: Step 1 – Multiply each digit in the number by weights 121212. 1 2 3 4 5 6 7 8 9 (SSN) 2 5 0 9 (school district number) X 1 2 1 2 1 2 1 2 1 X 1 2 1 2 1 4 3 8 5 12 7 16 9 2 10 0 18 Step 2 – The digits of the individual products are summed. 1 + 4 + 3 + 8 + 5 + 1+ 2 + 7 + 1 + 6 + 9 = 47 2 + 1 + 0 + 0 + 1 + 8 = 12 Step 3 – Divide the sum by the modulus (10): 4 (quotient) 1 (quotient) (Modulus) 10 47 (Modulus)10 12 40 10 7 (remainder) 2 (remainder) Step 4 – To compute the check digit: Modulus – Remainder = Check Digit Modulus – Remainder = Check Digit 10 - 7 = 3 (This is your check digit.) 10 - 2 = 8 (This is your check digit.) Step 5 – Append a space and the check digit to the right of the number: The complete form for the SSN is 123456789 3 and for the school district number is 2509 8. |
7. Check Digit for Scanline Payment Period Form Period Check Digit 2017 IT 1040ES 0117 - April 18, 2017 2 0217 - June 15, 2017 0 0317 - Sept. 15, 2017 8 0417 - Jan. 16, 2018 6 2017 SD 100ES 0117 - April 18, 2017 2 0217 - June 15, 2017 0 0317 - Sept. 15, 2017 8 0417 - Jan. 16, 2018 6 2016 IT 40P 0516 - April 18, 2017 5 2016 SD 40P 0516 - April 18, 2017 5 2016 IT 40XP 0516 - April 18, 2017 5 2016 SD 40XP 0516 - April 18, 2017 5 2017 IT 1041ES 0117 - First Quarter 2 0217 - Second Quarter 0 0317 - Third Quarter 8 0417 - Fourth Quarter 6 2017 IT 1140ES 0117 - First Quarter 2 0217 - Second Quarter 0 0317 - Third Quarter 8 0417 - Fourth Quarter 6 2017 IT 4708ES 0117 - First Quarter 2 0217 - Second Quarter 0 0317 - Third Quarter 8 0417 - Fourth Quarter 6 2016 IT 1041P 0616 - April 18, 2017 3 2016 IT 1140P 0616 - April 18, 2017 3 2016 IT 4708P 0616 - April 18, 2017 3 |
8. Scanline Specifi cations Format: 2017 IT 1040ES Size: 8.5” X 3.667” Number Character Description of Positions Length SSN 1-10 9 Check Digit for SSN 11-12 1 Voucher and Year 13-17 4 Check Digit for Voucher and Year 18-19 1 Spouse’s SSN (if single return or married fi ling separately, zero fi ll fi eld) 20-29 9 Check Digit for SSN 30-31 1 Form Type 32-34 3 Placement of the Scanline: Will start on line 63 at position 37 and end at position 70. Blank spaces must be as noted. Print zeros in fi elds that contain no data. The scanline font is OCR-A (12-point size), 10 pitch (pica spacing). Example: 123456789X3X0117 2 987654321X X 3 400X X 1 2 3 4 5 6 7 1. SSN (9 digits and a space) 2. Check Digit for SSN (1 digit and a space) 3. Period: Voucher Number and Year: ¾ Voucher 1 (April 18, 2017) = 0117 (4 digits and a space) ¾ Voucher 2 (June 15, 2017) = 0217 ¾ Voucher 3 (Sept. 15, 2017) = 0317 ¾ Voucher 4 (Jan. 16, 2018) = 0417 4. Check Digit for Period ¾ Voucher 1 = 2 (1 digit and a space) ¾ Voucher 2 = 0 ¾ Voucher 3 = 8 ¾ Voucher 4 = 6 5. Spouse’s SSN – print zeros in fi eld if single or married fi ling separately return (9 digits and a space) 6. Check Digit for Spouse’s SSN (1 digit and a space) 7. Form Type: This will remain a constant “400” on all vouchers. (3 digits) Note: The ICR-readable fi elds will be the fi rst three letters of the taxpayer’s last name, the fi rst three letters of the spouse’s last name, and the taxpayer’s and spouse’s SSNs. All periods, single and joint fi lers, must be represented in a minimum of 8 test samples (20 test samples is the maximum amount) with at least two different names and addresses. The nine-digit postal bar code for this form is 432161701. |
85 84 83 82 81 80 79 78 77 76 ling) 75 74 73 PUB 72 71 70 Spouse’s last name (only if joint fi 69 68 67 400 66 4321 X 65 3 64 Use UPPERCASE letters X 63 to print the first three letters of 62 CIT 61 Taxpayer’s last name 60 59 123 45 6789 987 65 123456789.00 58 57 $ 56 55 Do NOT fold check or voucher. 987654321 54 X 53 2 52 Your SSN X 51 Spouse’s SSN 50 (only if joint fi ling) 49 48 0117 47 X 46 3 45 X 43 2017ES Amount of Payment 44 42 41 40 39 38 37 36 123456789 35 34 33 32 31 12345-2345 30 29 28 US 27 26 25 24 23 22 21 Rev. 6/16 and mail to OHIO DEPARTMENT OF TAXATION, ABC 20 19 18 17 16 Return this voucher with check or money order made payable Vendor’s Registration Number 15 StreetXXXXXXXXXXXXXXXXXXXX 14 CitizenXXXXXXXXXXXXXXXXXXXX PublicXXXXXXXXXXXXXXXXXXXXX 13 12 11 Q. E. Any 10 CityXXXXXXXXXXXX, 9 8 OHIO TREASURER OF STATE 7 DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER. DO NOT SEND CASH. to P.O. BOX 1460, Columbus, Ohio 43216-1460. 6 John Jane 1234 Any 5 OHIO IT 1040ES Individual Estimated Income Tax (Voucher 1) Due April 18, 2017 4 3 2 1 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 |
ling) PUB Spouse’s last name (only if joint fi 400 4321 X 3 Use UPPERCASE letters X to print the first three letters of CIT Taxpayer’s last name 123 45 6789 987 65 123456789.00 $ Do NOT fold check or voucher. 987654321 X 2 Your SSN X Spouse’s SSN (only if joint fi ling) 0117 X 3 X 2017ES Amount of Payment 123456789 12345-2345 US Rev. 6/16 and mail to OHIO DEPARTMENT OF TAXATION, ABC Return this voucher with check or money order made payable Vendor’s Registration Number StreetXXXXXXXXXXXXXXXXXXXX CitizenXXXXXXXXXXXXXXXXXXXX PublicXXXXXXXXXXXXXXXXXXXXX Q. E. Any CityXXXXXXXXXXXX, OHIO TREASURER OF STATE DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER. DO NOT SEND CASH. to P.O. BOX 1460, Columbus, Ohio 43216-1460. John Jane 1234 Any OHIO IT 1040ES Individual Estimated Income Tax (Voucher 1) Due April 18, 2017 |
ling) Spouse’s last name (only if joint fi Use UPPERCASE letters to print the first three letters of Taxpayer’s last name Do NOT fold check or voucher. Your SSN Spouse’s SSN (only if joint fi ling) 2017ES Amount of Payment Rev. 6/16 and mail to OHIO DEPARTMENT OF TAXATION, Return this voucher with check or money order made payable Vendor’s Registration Number OHIO TREASURER OF STATE DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER. DO NOT SEND CASH. to P.O. BOX 1460, Columbus, Ohio 43216-1460. OHIO IT 1040ES Individual Estimated Income Tax (Voucher 1) Due April 18, 2017 |