PDF document
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                                             Rev. 8/12/16

 Scan Specifications for the 

   2017 Ohio IT 1041ES

     Important Note

  The following document (2017 IT 1041ES) contains grids for place-
  ment of information on this specific tax form. To accurately print, do 
  not reduce the size, rotate or center this document. Doing so will 
  jeopardize the integrity of the grid. When printing from Adobe Reader, 
  select “None” for  “Page Scaling,” which is under “Page Handling.”

       Ohio Department of Taxation

                           4485 Northland Ridge Blvd.

                           Columbus, OH 43229

                           tax.ohio.gov



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       Ohio Department of Taxation Scannable Tax Forms

1. Introduction:
 The Ohio Department of Taxation (ODT) prescribes the format of Ohio tax returns and forms. The    
 department’s primary objective is to ensure that the tax forms are compatible with the department’s 
 automated remittance processing systems and can be processed in an effi cient, accurate and  
 economical manner.

 These guidelines are for computerized tax processors, software developers, computer programmers,    
 commercial printers, and others who develop and use substitute and reproduced tax forms.

2. Defi nitions:
 2.01 Substitute Tax Forms –
    A form other than the offi cial ODT form that is computer-produced, computer-programmed 
    or commercially typeset and printed. ODT must be able to process substitute tax forms in the 
    same manner as the offi cial forms. Substitute tax forms that are electronically produced must 
    duplicate the appearance and layout of the offi cial form including size of margins, special 
       keying symbols and line numbers.
 2.02  Facsimile (Text Mode) Forms– 
       For fi ling purposes, ODT does not accept dot matrix facsimile signature returns and schedules. 
       They do not contain the data-entry symbols and other requirements necessary for processing. 
       Companies must clearly print in the top margin of electronically processed text mode forms: 
       “DO NOT FILE THIS FORM.”
 2.03  Scannable Tax Forms –
       The computer-prepared scannable forms are similar to the offi cial ODT tax forms with the 
       following exceptions: 1) the taxpayer-entity information layout and 2) a scanline that contains 
       the taxpayers’ tax data.
 2.04 Reproduced Tax Forms –
       Reproduced tax forms are photocopies of the offi cial ODT forms. ODT will accept 
       reproductions of offi cial forms if the reproductions are:
       1)  Facsimiles of the offi cial form produced by photo-offset, photoengraving, photocopying or 
       other similar reproduction processes;
       2)  Printed in black ink on white paper of substantially the same weight, texture and quality as 
       the offi cial forms;
       3)  Legible in both the original text of the form and the fi lled-in data; AND
       4)  The same dimensions as the offi cial form, including the paper and the image produced on it.

       ODT will accept one-sided reproduced forms even if the offi cial form is two-sided. However, 
       ODT prefers two-sided reproduced forms that result in the same page arrangements as the 
       offi cial form. You may not fi le reproduced tax forms that do not meet the preceding guidelines. 
       Reproduced tax forms that deviate from the offi cial forms are considered substitute tax forms.
  2.05  ID Field –
       The area where the name, address, account number/Social Security number (SSN) are printed.



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 2.06  ICR-Readable Fields 
       All elds that will be read using Intelligent Character Recognition (ICR) technology. 
 2.07 Line Item Text–   
       The text, including item numbers, specifying the information to be entered into a data fi eld.
 2.08  OCR-Readable Field– 
       The scanline fi eld that will be read using Optical Character Recognition (OCR) technology.
 2.09  Record Layout– 
       A 6-line-per-inch vertical (row) and 10-characters-per-inch horizontal (column) spacing grid,  
       specifying the exact placement of all fi elds and characters on the facsimile form, is provided 
       with each form specifi cation to assist in proper spacing and alignment.
 2.10  Data Field– 
       The specifi c space on the form where a numeric fi gure is entered.

3. Specifi cations: 
 3.01 Field Length –
       Each form must contain the exact number of ID fi elds, line item texts and data fi elds, as the 
       department-issued form.
 3.02  Signature –
       The signature, title and date area must be formatted in the same manner as the department-
       issued form.
 3.03  Name and Address –
       Name and address must be placed in the row and column specifi ed in the grid format provided 
       with each form.
 3.04  Account/SSN – 
       The account or SSN(s) must be printed with spaces in the exact locations specifi ed in the record 
       layout. 
 3.05  Scanline Font –
       The OCR scanline must be printed using a fi xed 10-pitch, OCR-A (12-point size) font. The use 
       of Courier or OCR-B font is not permitted.
 3.06  Scanline Position – 
       ODT remittance scanline reads from right to left.  The bottom of the characters in the scanline 
       must be2 of an inch from the bottom edge of the form and 1- 2inches from the right edge. 
       See grid layout and Scanline Specifi cations Format for exact location of scanline.
 3.07 ICR–    
       Dollar signs ($) are not permissible in ICR-readable fi elds. Commas and periods are not 
       allowed as separators between the digits in ICR-readable fi elds. ICR fi elds are defi ned in the 
       record layout of each form.
 3.08  Total Remittance Field –
       This is the remittance line on the form that shows the tax due amount and payment submitted 
       with the form. This fi eld is read by the Courtesy Amount Reader (CAR) on our remittance-
       processing equipment and requires a dollar sign ($) followed by a space preceding the remitted 
       amount. The total remittance fi eld must also include a decimal point to separate the dollar and 
       cents digits. (Example: $ 12345.00)



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   3.09  OCR/ICR Fields –
         Underlining or enclosing OCR/ICR readable data fi elds is not acceptable nor are vertical bars to 
         be used to separate dollar and cents fi elds.
   3.10  Finished Form Size– 
         Form size is as specifi ed in the grid layout for each form. Extraneous borders are not permitted. 
          Edges MUST be trimmed to meet specifi cations. DO NOT HAND-CUT BOTTOM OR RIGHT 
          SIDE OF FORM.  
    3.11  Paper Requirement–   
          The paper must be white, high-quality bond paper with a minimum weight between 20 and 24 
          pounds.
    3.12  Back of Form – 
          Forms must be printed on one side only, unless the form is a two sided form. If two-sided, see 
          section 2.04.
    3.13  Inks –
          Forms must be printed using black ink, non-MICR (non-ferrous) ink or toner.
    3.14  Shading –
          The use of shading or solid black areas for sidebars, headings or other areas is not permitted 
          unless specifi ed on tax return samples.
    3.15  Reference Marks –
          On all scannable returns and vouchers there are target marks on the form. Exact locations of the 
          target marks are listed on the grid layout for each form. Target marks must be a solid black box 
          and should be .2”W x  .167”H.
    3.16  Software Developer Identifi cation – 
          The software developer identifi cation is a three-letter vendor registration number (VRN) that 
          will be assigned to each developer. The identifi cation will be assigned to you by the Ohio 
          Department of Taxation. The three-digit VRN refers to the developer who designs the software 
          to perform the tax calculations and to the developer who designs the form templates. The VRN 
          must be printed on each document in the exact area specifi ed on the form grid. The use of a 
          standard font size is acceptable.

 4. Testing: 
   All documents must be tested on ODT equipment before production runs. The ODT requests a certain    
   amount (see section 8 for quantities) of test samples (cut to exact size) with the appropriate scanline and  
  all data fi elds fi lled. Test documents must be submitted for approval to:   
                                
       Ohio Department of Taxation
                                Forms Unit
                                4485 Northland Ridge Blvd.
                                Columbus, OH  43229

  Note: When submitting your forms for approval, include form STF – Approval Request for 
   Scannable Tax Forms with your order. This will allow us to communicate any required changes to a 
   contact person within your organization.

 5. Approval Process: 
   After you have submitted approval form STF, the Forms Unit will confi rm receipt. Allow at least two 
   weeks for the Forms Unit to review and approve your order. You will receive written confi rmation 
   when your submittal has been approved.



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6. Check Digit Routine (Modulus 10) For Scanline
 1) Multiply each digit of the number by 1 or 2, starting from the left and going to the right.  You will 
  start with a 1 then 2, and continue this pattern to the end of that number.
 2) Add all the digits together. Do not add the sum of the totals. For example, if your numbers are 1, 
  3, 4 and 19 your answer will be: 1 + 3 + 4 + 1 + 9 = 18.
 3) Divide the total from the digits by 10.
 4) Subtract the remainder from 10. The answer is your check digit. Note: If your remainder is zero, 
  your check digit will always be zero.

 Note: This same procedure is followed for all check digit calculations throughout these                             
 specifi cations.

Example:

Check digit calculation for SSN and school district number:
 
Step 1 – Multiply each digit in the number by weights 121212.
  1  2  3  4  5   6   7   8   9  (SSN)                        2   5    0    9               (school district number)
  X   1  2  1  2  1   2   1   2   1                         X  1   2    1    2
    1  4  3  8  5  12  7  16  9                                   2  10   0  18

Step 2 – The digits of the individual products are summed.

   1 + 4 + 3 + 8 + 5 + 1+ 2 + 7 + 1 + 6 + 9 = 47              2 + 1 + 0 + 0 + 1 + 8 = 12

Step 3 – Divide the sum by the modulus (10):

                                         4  (quotient)                   1 (quotient)
                (Modulus) 10 47                                             (Modulus)10   12
                                         40                                              10
                                           7 (remainder)                                   2   (remainder)

Step 4 – To compute the check digit:

  Modulus – Remainder = Check Digit                         Modulus – Remainder = Check Digit

  10 - 7 =  3  (This is your check digit.)                  10 - 2  =  8  (This is your check digit.)

Step 5 – Append a space and the check digit to the right of the number: The complete form for the SSN 
is 123456789 3 and for the school district number is 2509 8.  



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7. Check Digit for Scanline Payment Period

               Form Period                Check Digit

2017 IT 1040ES      0117 - April 18, 2017 2

                    0217 - June 15, 2017  0

                    0317 - Sept. 15, 2017 8

                    0417 - Jan. 16, 2018  6

2017 SD 100ES       0117 - April 18, 2017 2

                    0217 - June 15, 2017  0

                    0317 - Sept. 15, 2017 8

                    0417 - Jan. 16, 2018  6

2016 IT 40P         0516 - April 18, 2017 5

2016 SD 40P         0516 - April 18, 2017 5

2016 IT 40XP        0516 - April 18, 2017 5

2016 SD 40XP        0516 - April 18, 2017 5

2017 IT 1041ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2017 IT 1140ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2017 IT 4708ES      0117 - First Quarter  2

                    0217 - Second Quarter 0

                    0317 - Third Quarter  8

                    0417 - Fourth Quarter 6

2016 IT 1041P       0616 - April 18, 2017 3

2016 IT 1140P       0616 - April 18, 2017 3

2016 IT 4708P       0616 - April 18, 2017 3



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8.  Scanline Specifi cations Format:    2017 IT 1041ES             Size: 8.5” X 3.667”

                                                                Number          Character 
 Description                                                    of Positions     Length

 FEIN 1-10 9
 Check Digit for FEIN                                           11-12            1
 Quarter and Year                                               13-17            4
 Check Digit for Quarter and Year                               18-19            1
 SSN of Decedent and Trust or Estate                            20-29            9
 Check Digit for SSN of Decedent                                30-31            1   
 Tax Type                                                                                                 32-34                           2 
 Form Type                                                                                              35-37                           3
                                                                                                                                             
 Placement of the Scanline: Will start on line 63 at position 34 and end at position 70. Blank spaces 
 must be as noted. Print zeros in fi elds that contain no data. The scanline font is OCR-A (12-point size), 
 10 pitch (pica spacing).Example:   123456789  3 0117 2 987654321 3 01 419
    
                                     1           2 3      4     5           6 7 8

1. FEIN (9 digits and a space)
2. Check Digit for FEIN (1 digit and a space)
3. Period: Quarter and Year
    ¾ 1st Quarter   =       0117 (4 digits and a space)
    ¾ 2nd Quarter   =       0217 
    ¾ 3rd Quarter   =       0317
    ¾ 4th Quarter   =       0417  
4. Check Digit for Quarter and Year 
    ¾ 1st Quarter   =       2 (1 digit and space)
    ¾ 2nd Quarter    =      0
    ¾ 3rd Quarter   =       8
    ¾ 4th Quarter   =       6  
5.   SSN of Decedent: If not applicable or unavailable, zeros will be placed in these fi elds (9 digit and a space).
6.  Check digit for SSN of Decedent (1 digit and a space).
7.  Tax Type: 01 = Trust and 02 = Estate. (2 digits and a space)
8.  Form Type: This will remain a constant “419” on all vouchers. (3 digits)

Note: The ICR-readable fi elds will be the FEIN, for payment periods, SSN of Decedent and Trust or 
Estate tax. All periods must be represented in a minimum of 4 test samples for Estate and 4 test samples 
for Trust (20 test samples is the total maximum amount). The nine-digit postal bar code for this form is 
432181716. 



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 OHIO 

4th Qtr X and mail to

X
3rd Qtr
419
 
X Return this voucher with check or money 
2nd Qtr
 3 01
X  OHIO TREASURER OF STATE 
For Payment Period (Check Only One) 1st Qtr
$ 12345678.00

987654321
Amount of Payment DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS VOUCHER. DO NOT SEND CASH. order made payable to DEPARTMENT OF TAXATION, P.O. BOX 2619, COLUMBUS, OH 43216-2619.
 2 

2017
0117
TRUST ESTATE  
For Taxable Year Beginning In X X  3

check 
123456789
Do NOT fold or voucher.

Rev. 7/16

ABC

Vendor’s Registration Number

10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85
9
8
7 OHIO IT 1041ES Ohio Estimated Income Tax Payment Voucher For Estates and Trusts FEIN 12 3456789 (3) SSN of Decedent (estates only) 987 65 4321 (3) ANY TRUSTXXXXXXXXXXXXXXXXXXXXXXXXXX SECOND NAMEXXXXXXXXXXXXXXXXXXXXXXXX 123 E STREETXXXXXXXXXXXXXXXXXXXXXXX ANYTOWNXXXXXXXXXXXXX, OH 12345-2345
6
5
4
3
2
1 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66



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                                                                                                                                                                                                                                                                                                                                                                                                                                                         OHIO 

                                                                                                                                      4th Qtr                           X                                                                                                                                                                                                                                                                               and mail to

                                                                                                                                                                       X
                                                                                                                                      3rd Qtr
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 419
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                       X                                                                                                                                                                                                                                        Return this voucher with check or money 
                                                                                                                                      2nd Qtr
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  3 01
                                                                                                                                                                        X                                                                                                                                                                                                                                                                                OHIO TREASURER OF STATE 
                                                           For Payment Period (Check Only One)                                        1st Qtr
                                                                                                                                                                                                                                                  $ 12345678.00

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 987654321
                                                                                                                                                                                                                                        Amount of              Payment                                                        DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS                            VOUCHER. DO NOT SEND CASH.              order made payable to                                                                DEPARTMENT OF TAXATION, P.O. BOX 2619, COLUMBUS, OH 43216-2619.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2 

                                                                                                                                                   2017
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 0117
                                                                                                                                                                          TRUST          ESTATE                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   
                                                           For Taxable Year Beginning In                                                                                X                X                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        3

                                                                                                                                             check 
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 123456789
                                                           Do NOT fold                                                                                 or voucher.

         Rev. 7/16

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     ABC

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               Vendor’s Registration       Number

                  OHIO IT 1041ES Ohio Estimated Income Tax                                     Payment Voucher For Estates and Trusts                             FEIN    12 3456789 (3) SSN of Decedent (estates only) 987 65 4321 (3)                        ANY TRUSTXXXXXXXXXXXXXXXXXXXXXXXXXX SECOND NAMEXXXXXXXXXXXXXXXXXXXXXXXX                                                                                                                  123 E STREETXXXXXXXXXXXXXXXXXXXXXXX                                                                                                                 ANYTOWNXXXXXXXXXXXXX, OH 12345-2345



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                                                                                                                                                                                                                                                                                                                                                                                                                                                                          OHIO 

                                                                                                                                                                   4th Qtr                                                                                                                                                                                                                                                                                               and mail to

                                                                                                                                                                   3rd Qtr

                                                                                                                                                                                                                                                                                                                                                                                                                                 Return this voucher with check or money 
                                                                                                                                                                   2nd Qtr

                                                                                                                                                                                                                                                                                                                                                                                                                                                                          OHIO TREASURER OF STATE 
                                                                                        For Payment Period (Check Only One)                                        1st Qtr

                                                                                                                                                                                                                                                                      Amount of Payment                                                        DO NOT STAPLE OR OTHERWISE ATTACH YOUR PAYMENT TO THIS                            VOUCHER. DO NOT SEND CASH.              order made payable to                                                                DEPARTMENT OF TAXATION, P.O. BOX 2619, COLUMBUS, OH 43216-2619.

                                                                                                                                                                                2017
                                                                                                                                                                                                    TRUST                                                       ESTATE

                                                           For Taxable Year Beginning In

                                                                                                                                                                          check 
                                                                                        Do NOT fold                                                                                 or voucher.

         Rev. 7/16

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             Vendor’s Registration       Number

                  OHIO IT 1041ES Ohio Estimated Income Tax                                                                  Payment Voucher For Estates and Trusts                             FEIN                               SSN of Decedent (estates only)






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