Application for Certification of Qualified Investments Form 8942 Eligible for Credits and Grants Under the Qualifying (June 2010) OMB No. 1545-2175 Therapeutic Discovery Project Program Department of the Treasury ▶ See separate instructions for required attachments. Internal Revenue Service Part I Applicant Information Check if this is an amended application 1 Name of applicant 2 Taxpayer identification number (TIN) 3 Number and street Room/suite 4 City, town, or post office, state, and ZIP code 5 Telephone number 6 URL address for applicant's website 7 Is the applicant a member of an affiliated group filing consolidated returns? . . . . . . . . . Yes No If "Yes," complete lines 8 through 12. 8 This corporation has been a member of this group: a For the entire year b From / / 20 until / / 20 . 9 Name of the common parent of the affiliated group 10 Employer identification number (EIN) 11 Number and street Room/suite 12 City, town, or post office, state, and ZIP code 13 Contact person. Attach a properly completed Form 2848, Power of Attorney and Declaration of Representative, if necessary. See instructions. a Name of contact person b Number and street Room/suite c City, town, or post office, state, and ZIP code d Telephone number e Fax number 14a Name of the project b Description of the project (see instructions) Part II Certification and Grant Election Information (see instructions) 15 Enter the number of employees in all businesses of the applicant on the date this application is submitted. See instructions . . . . . . . . . . . . . . . . . . . . . . . . . ▶ If more than 250, do not continue with this application. 16 Are the applicant and any other entities considered to be a single employer under section 52(a) or (b) or section 414(m) or (o)? See instructions . . . . . . . . . . . . . . . . . . . . . ▶ Yes No If "Yes": • Attach a statement listing the name, address, and employer identification number (EIN) for each of the other entities; and • Applicant certifies it has 250 or fewer employees, taking into account the employees of these other entities, on the date this application is submitted. 17 Is the applicant electing for this application for certification to be an application for a grant for a tax year beginning in: a 2009? Yes No If "Yes" for either aor b,complete lines 18 and 19. b 2010? Yes No If "No" to both aand b,skip to line 20. 18 Enter the applicant's Data Universal Numbering System (D-U-N-S) number. See instructions. ▶ 19 Check the applicable box that describes the applicant. If any of the following describes the applicant, the applicant is not eligible for a grant. Federal, state, or local government or any political subdivision, agency, or instrumentality thereof. Organization described in section 501(c) and exempt from tax under section 501(a). Entity referred to in section 54(j)(4). Partnership or other pass-through entity with a government or any political subdivision, agency, or instrumentality thereof, section 501(c) organization, or section 54(j)(4) entity as a direct or indirect partner (or other direct or indirect holder of an equity or profits interest). Note: Do not check this box if such entity owns only an indirect interest in the applicant through a C corporation. For Privacy Act and Paperwork Reduction Act Notice, see instructions. Cat. No. 37758D Form 8942 (6-2010) |
Form 8942 (6-2010) Page 2 Part II Certification and Grant Election Information (continued) 20 Will this project create and sustain (directly or indirectly) high-quality, high-paying jobs in the United States? Yes No 21 Enter the number of full-time and part-time employees in the United States whose work is directly billed to the project and the average salaries of the employees in each category. See instructions. Employees Number of employees Average salaries of the employees a Full-time b Part-time 22 a Enter the number of contractors in the United States paid for work on the project . . . . . . . b Enter the average monthly hours of the contractors entered on line 22a . . . . . . . . . . c Enter the average monthly compensation of the contractors entered on line 22a. . . . . . . . 23 Will this project advance United States competitiveness in the fields of life, biological, and medical sciences? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes No 24 As of the date this application is submitted, is the project active, terminated, or suspended? Check one. Active Terminated Suspended 25 If the project is terminated or suspended for any of the failures below, check all boxes that apply. The project failed a clinical trial. The project failed a pre-clinical research milestone. The project failed to secure FDA licensure. If the applicant checked any of the boxes above, do not continue with this application. 26 Will the project produce a new or significantly improved technology, or a new application of or significant improvement to existing technology, as compared to commercial technologies currently in service? . Yes No 27 Is the project expected to lead to the construction or use of a contract production facility in the United States in the next 5 years? . . . . . . . . . . . . . . . . . . . . . . . . . Yes No Part III Qualified Investment (see instructions) Complete columns (a), (b), and (c), as applicable. See instructions. (a) As of September 30, 2010 (b) (c) Complete column (a) only for 2009 grant (tax year 2009 only) Tax year 2009 Tax year 2010 applications if the applicant's 2009 tax year ends (see instructions) after the application date. 28 Qualified investment derived from employee wages. 29 Qualified investment derived from supplies and lab costs. 30 Qualified investment derived from depreciable property. 31 Qualified investment derived from third-party contractors. 32 Qualified investment derived from other costs. 33 Amount in line 30 attributable to qualified progress expenditures. 34 Total. Add lines 28 through 32 in each column. 35 Qualified investment for which certification is requested. Add line 34 columns (b) and (c). 36 This application is for certification of qualified investment, related to a qualifying therapeutic discovery project, for (check only one): Tax year beginning in 2009 only. Enter the ending date of the tax year . . . . . . . . ▶ / / Tax year beginning in 2010 only. Enter the ending date of the tax year . . . . . . . . ▶ / / Tax years beginning in 2009 and 2010. Enter the ending date of the tax year for 2009 . . . ▶ / / and for 2010 . . . . . . . . . . . . . . . . . . . . . . . . . . . ▶ / / Sign Here Under penalties of perjury, I declare that I have examined this submission, including the accompanying documents, and, to the best of my knowledge and belief, all of the facts contained herein are true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which Keep a copy preparer has any knowledge. of this form for your records. Signature of▲ Applicant Date Title Paid Preparer’s Date Preparer’s SSN or PTIN Check if self- signature ▲ employed Preparer’s Firm’s name (or EIN Use Only yours if self-employed), address, and ZIP code Phone no. Form 8942 (6-2010) |