! State of Rhode Island This legal document Department of State - Business Services Division should be typed. All illegible documents Instructions for Filing will be REJECTED. Application for Amended Certificate of Authority Section 7-1.2-1411 of the General Laws of Rhode Island, 1956, as amended The attached form is designed to meet minimal statutory filing requirements pursuant to the relevant statutory provision. This form and the information provided are not substitutes for the advice and services of an attorney and/or tax specialist. All filings are public records under RIGL 38-2-1, et seq. This means all information is available to the public by a variety of methods including, without limitations, inspections at our office, telephone inquiries and electronically through our online database. How to complete the form: 1. List the entity’s ID number. The ID number can be found issue, itemized by class and series if applicable. Include by looking up your entity in the Corporate Database. a $10 filing fee with the statement. 2. List the name of the corporation. The entity name can be Complete sections 8a and 8b in the following manner: verified through our Corporate Database. a. List the percentage of the corporation’s property to be 3. List the state or country under whose laws the located in Rhode Island (obtained from worksheet). corporation was incorporated. b. List the percentage of the corporation’s total business 4. List the date the RI Department of State issued the that will be conducted in Rhode Island (obtained from Certificate of Authority. worksheet). 5. If the entity’s name has changed, state the new name. 9. If the entity is changing its principal place of business, You may check name availability on our website. If indicate the new address. If there is no change to the there is no change to the entity name, check the box to entity’s principal address, check the box to indicate no indicate no change. change. 6. Complete section 6 ONLY if you will be conducting 10. This section acknowledges that the entity has paid all business under a different name in Rhode Island. If the required fees and taxes. name of your corporation does not include the words 11. This section acknowledges that except as herein “corporation,” “company,” “incorporated,” “limited,” modified, the original Application for Certificate of or one of these abbreviations: “inc.,” “co.,” “corp.,” Authority continues in full force and effect and is hereby or “ltd”, you MUST complete section 6(a). confirmed, ratified and incorporated by reference into this a. ONLY complete section 6(a) if your entity’s name Application for Amended Certificate of Authority. does not does not include the words “corporation,” 12. Check “Date received” unless you prefer that the “company,” “incorporated,” “limited,” or one of these Application go into effect at a later date than when it is abbreviations: “inc.,” “co.,” “corp.,” or “ltd.” To received in this office. Any later date must be within 90 complete section 6(a) re-write the name so that it days of filing. includes one of these words or abreviations. 13. An Authorized Officer MUST sign and date the form. b. Complete section 6(b) if the new name is unavailable for use in Rhode Island. If this is the case, you must also file a Fictitious Business Name Statement, Form 624A, attached to this application. The Fictitious How to complete the worksheet: Business Name Statement has a $50 filing fee. This section is to be completed to obtain the percentages 7. If the entity’s purpose is changing, state so. If there is required in sections 8a and 8b on the form. not a change to the purpose check the box to indicate no 1. Complete sections 1a, 1b and 1c in the folowing manner: change. a. State the estimated value of ALL property owned by 8. If there is an increase of authorized shares, list the total the corporation, regardless of its location. number of shares the corporation has the authority to issue, itemized by class and series if applicable. The b. State the estimated value of the property owned by filing fee for an increase in authorized shares is $235. the corporation that will be located in Rhode Island. If there is not a change to the total authorized shares, check the box to indicate no change. If there is a c. Estimate the percentage of the corporation’s decrease in the authorized shares, DO NOT complete property to be located in Rhode Island. this form. To decrease the number of total authorized shares, you must submit to this office a statement listing the number of shares the corporation has authority to FORM 151 - Revised: 12/2023 |
! State of Rhode Island This legal document Department of State - Business Services Division should be typed. All illegible documents Instructions for Filing (continued) will be REJECTED. Application for Amended Certificate of Authority Section 7-1.2-1411 of the General Laws of Rhode Island, 1956, as amended. How to complete the worksheet (continued): How to maintain your status: 2. Complete sections 2a, 2b and 2c in the following maner: The entity is responsible for filing an annual report each a. Estimate the gross amount of ALL business the calendar year, excluding the year of incorporation, between corporation will do in the upcoming year. February 1 and May 1. A courtesy reminder will be mailed to the registered agent prior to February 1 of each year. Be b. Estimate the gross amount of business that will sure to follow up with your registered agent concerning the specifically be done in Rhode Island in the upcoming filing of this report. Failure to file an annual report or maintain year. a registered agent/office will result in revocation proceedings. c. Calculate the estimated percentage of the Every entity registered with the RI Department of State - corporation’s total business that will be conducted in Business Services Division will have filing requirements with Rhode Island. the Rhode Island Division of Taxation, even if no business is conducted within Rhode Island for a particular year. Your How to pay the filing fee: business may require additional licensing. Please visit our The filing fee is payable either by mail via check made website for further information. payable to RI Department of State or in person via cash, credit card, or check at the Business Services Division, 148 Your entity may also be required to report (and update, if W. River Street, Ste. 1, Providence, RI 02904. Contact our necessary) information about the business and its beneficial office at (401) 222-3040 for further information. owners to the U.S. Department of Treasury’s Financial Crimes Enforcement Network (FinCEN). Visit FinCEN.gov/ boi for more information. How to confirm your filing: Entity records are retrievable and viewable through our website. Successful filings will NOT result in a mailed confirmation. Filings that cannot be processed will be posted online and then returned. To confirm your submission and obtain evidence of your filing: • Go to our Corporate Database. • Enter the name or ID number of your entity and click “Search.” • Click on the link to your entity record, scroll down, select “All Filings” and then “View Filing.” • Identify the desired type of filing and click on “PDF” under “View PDF” to view and print the record. FORM 151 - Revised: 12/2023 |
State of Rhode Island Department of State - Business Services Division Application for Amended Certificate of Authority FOREIGN Business Corporation STAMP FOR Filing Fee: $75.00 ($235 for an increase in authorized shares) SECRETARY OF STATE USE ONLY Pursuant to the provisions of RIGL 7-1.2-1411, the undersigned foreign corporation hereby applies for an Amended Certificate of Authority to transact business in the State of Rhode Island, and for that purpose submits the following statement: 1. Entity ID Number: 2. The name of the corporation is: 3. It is incorporated under the laws of: 4. List the date the Certificate of Authority was issued by the RI Department of State: 5. If the entity’s name has changed, state the new name: Check box to indicate no change 6. The name, if different, which it elects to use in Rhode Island is: (a) If the name of the corporation in its jurisdiction of incorporation does not contain the word “corporation,” “company,” “incorporated,” or “limited,” or an abbreviation thereof, then list the name of the corporation with the addition of one of the above corporate endings for use in Rhode Island: (b) If the corporate name is not available in Rhode Island, then set forth below the fictitious name under which the corporation will transact business in Rhode Island as stated in the “Fictitious Business Name Statement” to be filed with this application: 7. If the entity’s purpose is changing complete the following section: *The new purpose should include ALL activity to be transacted in the State of Rhode Island. Check the box to indicate an attachment Check box to indicate no change MAIL TO: Division of Business Services 148 W. River Street, Providence, Rhode Island 02904-2615 STAMP Phone: (401) 222-3040 FOR Website: www.sos.ri.gov SECRETARY OF STATE USE ONLY If you have any questions, please call us at (401) 222-3040, Monday through Friday, between 8:30 a.m. and 4:30 p.m., or email corporations@sos.ri.gov. FORM 151 - Revised: 12/2023 |
8. If there has been an increase in the authorized shares of the corporation complete the following section: *List ALL authorized shares as of this amendment. NUMBER OF SHARES CLASS SERIES PAR VALUE OR STATE NO PAR VALUE ________________ ________________ ______________________ ___________________________ ________________ ________________ ______________________ ___________________________ ________________ ________________ ______________________ ___________________________ Check the box to indicate an attachment Check box to indicate no change 8a. An estimate, as a percentage, of the proportion that the estimated value of the property of the corporation to be located within this state during the following year bears to the value of all property of the corporation to be owned during the following year, wherever located. ______________ % (Note: Percentage obtained from worksheet.) 8b. An estimate, as a percentage, of the proportion of the gross amount of business to be transacted by the corporation at or from places of business in Rhode Island during the following year compared to the gross amount thereof which will be transacted by the ______________ % corporation during the following year. (Note: Percentage obtained from worksheet.) 9. If the entity’s principal place of business is changing indicate the new principal address: Check box to indicate no change 10. As required by RIGL 7-1.2-105, the corporation has paid all fees and taxes. 11. Except as herein modified, the original Application for Certificate of Authority continues in full force and effect and is hereby confirmed, ratified and incorporated by reference into this Application for Amended Certificate of Authority. 12. Date when the Amended Certificate of Authority will be effective: CHECK ONE BOX ONLY Date received (Upon filing) Later effective date (Date must be no more than 90 days from the date of filing) ____________________________ 13. Under penalty of perjury, I declare and affirm that I have examined this Application for Amended Certificate of Authority, including any accompanying attachments, and that all statements contained herein are true and correct. Name of Authorized Officer of the Corporation Date Signature of Authorized Officer If you have any questions, please call us at (401) 222-3040, Monday through Friday, between 8:30 a.m. and 4:30 p.m., or email corporations@sos.ri.gov. FORM 151 - Revised: 12/2023 |
State of Rhode Island Department of State - Business Services Division License Fee Worksheet for an Application for Amended Certificate of Authority by a Foreign Business Corporation Section 7-1.2-1411 of the General Laws of Rhode Island, 1956, as amended Use worksheet to calculate the corporation’s license fee: 1. (a) Estimate, in dollars, the value of all property to be (b) Estimate, in dollars, the value of the corporation’s owned by the corporation for the following year, wherever property to be located within Rhode Island during the located: following year: $ _______________________ $ _______________________ c) An estimate, as a percentage, of the proportion that the estimated value of the property of the corporation to be located within this state during the following year bears to the value of all property of the corporation to be owned during the following year, wherever located: (Note: Divide (1b) by (1a) and multiply by 100 to obtain the percentage.) ______________% 2. (a) Estimate, in dollars, the gross amount of business to be (b) Estimate, in dollars, the gross amount of business to be transacted by the corporation during the following year: transacted by the corporation at or from places of business in Rhode Island during the following year: $________________________ $ ________________________ (c) An estimate, as a percentage, of the proportion of the gross amount of business to be transacted by the corporation at or from places of business in Rhode Island during the following year compared to the gross amount thereof which will be transacted by the corporation during the following year: (Note: Divide (2b) by (2a) and multiply by 100 to obtain the percentage.) ______________% *This worksheet is NOT a public document and will NOT be imaged. MAIL TO: Division of Business Services 148 W. River Street, Providence, Rhode Island 02904-2615 Phone: (401) 222-3040 Website: www.sos.ri.gov If you have any questions, please call us at (401) 222-3040, Monday through Friday, between 8:30 a.m. and 4:30 p.m., or email corporations@sos.ri.gov. FORM 151 - Revised: 12/2023 |
State of Rhode Island Department of State - Business Services Division Filer Contact Information In the event our office needs more information in order to complete the filing of this document, we ask for the filer’s contact information. All fields are REQUIRED. Name: Date: Entity Name: Street Address: City: State: Zip Code: Email Address: Phone Number: If you have any questions, please call us at (401) 222-3040, Monday through Friday, between 8:30 a.m. and 4:30 p.m., or email corporations@sos.ri.gov. FORM 151 - Revised: 12/2023 |