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                                                                                                   TAX RETURN FOR BANKING CORPORATIONS                                                                                                                 2020
                                                                        -1                                                                                                  
                                                                                                   To be filed by S Corporations only.  All C Corporations must file Form NYC-2 or NYC-2A 
                                                                                                   Attach copy of all pages of your federal return 1120S
                                                                                                   For CALENDAR YEAR 2020 or FISCAL YEAR beginning ___________________ 2020 and ending ______________________
                                                        Name                                                                                                               Name 
                                                                                                                                                                           Change  n            EMPLOYER IDENTIFICATION NUMBER
                                                        In Care Of 
                                                         
                                                        Address (number and street)                                                                                        Address 
                                                                                                                                                                           Change   n
                                          TYPE OR PRINT  City and State                                                    Zip Code                             Country (if not US)            BUSINESS CODE NUMBER AS PER FEDERAL RETURN
                                                         
                                                        Business Telephone Number                                          Taxpayer’s Email Address:

                        *10012091*                        n Final return - Check this box if you have ceased operations in NYC                                  n     Claim any 9/11/01-related federal tax benefits (see inst.) 
                                                          n Special short period return (See       Instr.)                                                      nn Enter 2‑character special condition code, if applicable (see   inst.)
                                                          n Amended return          If the purpose of the amended return is to report a                         n IRS change             Date of Final 
                                                                                                                                                                                         Determination
                                                         CHECK ALL THAT APPLY       federal or state change, check the appropriate box:                            NYS change                                             nn nn nnnn-  -
                                                                                                                                                                n
 STATE   OR COUNTRY   OF ORGANIZATION                    :___________________________      DATE ORGANIZED: nn nn nnnn-                                    -                DATE BUSINESS BEGAN   IN NEW YORK                  CITY  : nn nn nnnn-    -                    
                                                                                                                                                                                                                                          DOMESTIC   COMMERCIAL 
 TYPE   OF CORPORATION:            n  1. EDGE ACT                                 n  2. ALIEN COMMERCIAL                   n  3.    SAVINGS AND LOAN                          n  4. TRUST                                          n  5. (other than Clearing House) 
 Check One                             6. CLEARING HOUSE                          n  7. CAPTIVE REIT                       n  8.    CAPTIVE RIC                               n  9.  CREDIT CARD BANK                              n  10. OTHER                
                                   n
 TYPE   OF BUSINESS  
 LOCATION( )S WITHIN NYC:          n 1. BRANCH                     n 2. AGENCY      n 3. REPRESENTATIVE                    OFFICE   n 4. LOAN                  PRODUCTION  OFFICE      n 5. NONE                             n 6. OTHER (Specify) ______________________ 
 SCHEDULE A -                                                Computation of  Tax                                                                                                                                                         Payment Amount
A.  Payment            Amount being paid electronically with this return .............................................................................. A.
    1.     Allocated taxable entire net income (from Sch. B, line 31)  ......... 1.                                                                                 X 9% (.09)............................                1.  
    2.     Allocated taxable alternative entire net income                    (from Sch. C, line 6).......... 2.                                                    X 3% (.03).............................     2. 
    3.     Allocated taxable assets  (from Sch. D, line 4 and multiply by the appropriate tax rate, mark in the box)... 3.                                          n .00002    n   .00004    n .0001                     3. 
    4.     Fixed minimum tax - No reduction is permitted for a period of less than 12 months..........................................................................       4.                                                                        125           00
    5.     Tax (line 1, 2, 3, or 4, whichever is largest)  .......................................................................................................................................                        5. 
    6.     UBT Paid Credit (attach Form NYC-9.7B)                             .........................................................................................................................................   6. 
    7.     Tax after UBT Paid Credit (line 5 less line 6) ......................................................................................................................................                          7. 
    8a.    Relocation and employment assistance program (REAP) credit (see instructions and attach Form NYC-9.5)  ................................                                                                      8a. 
    8b.    LMREAP Credit (see instructions and attach Form NYC-9.8)  ...........................................................................................................                                        8b. 
    9.     Net Tax (line 7 less lines 8a and 8b)...................................................................................................................................................                       9. 
    10.    First installment of estimated tax for period following that covered by this return: .............................................................................  
           a)   If application for extension has been filed, enter amount from line 2 of Form NYC-EXT                                                          .......................................................  10a. 
           b)   If application for extension has not been filed and line 9 exceeds $1,000, enter 25% of line 9 ............................................                                                             10b. 
   11.     Total of lines 9 and 10a or 10b............................................................................................................................................................                  11. 
   12.     Prepayments (from Composition of Prepayments Claimed, page 6, item G) (see instructions) ........................................................                                                            12. 
   13.     Balance due (line 11 less line 12) .......................................................................................................................................................                   13. 
   14.     Overpayment (line 12 less line 11)......................................................................................................................................................                     14. 
   15a.    Interest (see instructions) ..................................................................................................                 15a. 
   15b.    Additional charges (see instructions)                        ................................................................................. 15b. 
   15c.    Penalty for underpayment of estimated tax                          (attach Form NYC-222B)                       .............................. 15c. 
   16.     Total of lines 15a, 15b and 15c ...........................................................................................................................................................                  16.            
   17.     Net overpayment (line 14 less line 16)................................................................................................................................................                       17.            
   18.     Amount of line 17 to be:                          (a) Refunded .........................................................................................................................................     18a. 
                                                             (b) Credited to 2021 estimated tax .......................................................................................................                 18b. 
   19.     TOTAL REMITTANCE DUE (see instructions). ..................................................................................................................................                                  19. 
   20.     Issuer's allocation percentage rounded to the nearest one hundredth of a percentage point (see instructions) (attach worksheet).....                                                                         20.                                          %
   21.     Total receipts(Sch. G, part 1, linel                    2 , col. B)21.                                                     22.                   Total assets from federal return ................22. 
   23.     Total capital from federal return..................              23.                                                                              
   24.     EIN of parent corporation ...........................            24.                                                       25.                   EIN of common parent corporation...........                 25. 
   26.     Entire net income allocation percentage rounded to the nearest                                                        %    27.                   IBF Formula Allocation Method3 (  ) 27.                     n 
           one hundredth of a percentage point (Sch. G, part 1, line 7) ............               26.  
   28.     NYC rent deducted on federal tax return ...................................................................................................................................................................  28.
I hereby certify     that this return, including anyCERTIFICATIONaccompanyingOF ANrider,ELECTEDis, toOFFICERthe bestOFofTHEmyCORPORATIONknowledge and belief, true, correct andFirm'scomplete.Email Address:
                                                                                                                                                                                                                                          
I authorize the Dept. of Finance to discuss this return with the preparer listed below. (see instructions) ..YES                                                                        n       ________________________________________ 
 SIGN  
 HERE:         Signature of officer                                                                                        Title                                              Date                                           Preparer's Social Security Number or PTIN
                                                                                                                                                                                     
              Preparer's                                                            Preparer’s                                                              Check if self- n
PREPARER S'   signature                                                             printed name                                                            employed 4        Date       
USE   ’                                                                                                                                                                                                                      Firm's Employer Identification Number
ONLY
                                                                                                                                                                                                                                    
              s  Firm's name (or yours, if self-employed)                                          s Address                                                                             s Zip Code
10012091                                                                                 SEE PAGE 2 FOR MAILING INSTRUCTIONS                                                                                                                                   NYC-1 2020

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 2
SCHEDULE B - Computation and Allocation of Entire Net Income

1. Federal taxable income before net operating loss deduction and special deductions(see instructions).......................................................... 1.
ALIEN CORPORATIONS t ALL OTHERS t
2a. Dividends and interest effectively connected with the conduct of a
trade or business in the United States NOT included on line 1................ 2a.
2b. Any other income not included on line 1 or line 2a which is exempt
by treaty from federal income tax, but would otherwise be treated as
effectively connected with the conduct of a trade or business in the U.S. ........ 2b.
3a. Dividends not included on line 1 .............................................................................................................................. 3a.
3b. Interest not included on line 1 .................................................................................................................................. 3b.
4. Enter the sum of lines 2a and 2b or the sum of lines 3a and 3b, whichever is applicable ............................................................. 4.
5. Income taxes paid to the U.S., its possessions or foreign countries deducted on federal return ................................................... 5.
6. New York State Franchise Tax deducted on federal return (see instructions) ................................................................................. 6.
7. New York City General, Business or Banking Corporation taxes deducted on federal return (see instructions)............................ 7.
ADDITIONS - 8. Enter total amount of federal depreciation adjustment from forms NYC-399 and/or NYC-399Z .................................................... 8.
9. Amount deducted on federal return as a result of safe harbor lease election................................................................................. 9.
-
10. Amount which would have been required to be included in federal taxable income had safe harbor lease election
not been made ................................................................................................................................................................................ 10.
11. Any other federal deduction previously allowable as a deduction under Subchapter 3 of Chapter 6 (see instructions) ............. 11.
12. Other additions to federal taxable income (attach rider) .................................................................................................................. 12.
13. Total additions (add lines 4 through 12)........................................................................................................................................... 13.

14. Interest and other expenses not deducted on federal return which are applicable to lines 2a, 2b, 3a or 3b.................................. 14.
15. Enter total amount of allowable NYC depreciation adjustment from forms NYC-399 and/or NYC-399Z ....................................... 15.
16. Federal income or gain from installment method transactions previously includible under Subchapter 3, Chapter 6................... 16.
17. Amount of Internal Revenue Code Section 78 dividends included on lines 1, 2a, 2b, 3a and 3b .................................................. 17.
18. Amount included in federal taxable income as a result of safe harbor lease election .................................................................... 18.
19. Amount which would have been required to be excluded from federal taxable income had safe harbor lease election
not been made ................................................................................................................................................................................. 19.
20. Wages and salaries subject to IRC §280C deduction disallowance (see instructions)....................................................................... 20.
21. Amount of money received from Federal Deposit Insurance Corp. or from Federal Savings and Loan Insurance Corp. and included on line 1 21.
22. Interest income from subsidiary capital (attach rider).................................... $ x 17% 22.
23. Dividend income from subsidiary capital (not included on line 17) (attach rider) $ x 60% 23.
24. Net gains from subsidiary capital (attach rider) ............................................. $ x 60% 24.
- SUBTRACTIONS -
25. Interest income on obligations of N.Y. State, its political subdivisions, or of the $U.S. (attach rider) x 22 1/2% 25 .
26. Adjusted eligible net income or loss of an International Banking Facility (from Schedule F, line 34) .................................................. 26.
27. New York City net operating loss (NOL) deduction (see instructions).................................................................................................. 27.
28. Other subtractions from federal taxable income (attach rider) ............................................................................................................. 28.
29. Total subtractions (add lines 14 through 28) ........................................................................................................................................ 29.

30. ENTIRE NET INCOME (line 1 plus line 13 minus line 29).............................................................................................................. 30.
31. Allocated entire net income - line 30 x % (From Schedule G, part 1, line 7)(enter on page 1, Schedule A, line 1).. 31.

MAILING INSTRUCTIONS
Attach copy of all pages of your federal tax return 1120S.
Make remittance payable to the order of NYC DEPARTMENT OF FINANCE. Payment must be made in U.S. dollars and drawn on a U.S. bank.
To receive proper credit, you must enter your correct Employer Identification Number on your tax return and remittance.
The due date for the calendar year 2020 return is on or before March 16, 2021.
For fiscal years beginning in 2020, file on or before the 15th day of the 3rd month following the close of the fiscal year.

ALL RETURNS EXCEPT REFUND RETURNS REMITTANCES RETURNS CLAIMING REFUNDS
NYC DEPARTMENT OF FINANCE PAY ONLINE WITH FORM NYC-200V NYC DEPARTMENT OF FINANCE
BANKING CORPORATION TAX AT NYC.GOV/ESERVICES BANKING CORPORATION TAX
OR
P.O. BOX 5564 Mail Payment and Form NYC-200V ONLY to: P.O. BOX 5563
BINGHAMTON, NY 13902-5564 NYC DEPARTMENT OF FINANCE BINGHAMTON, NY 13902-5563
P.O. BOX 3933
NEW YORK, NY 10008-3933

*10022091* 10022091

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 3
SCHEDULE C - Computation and Allocation of Alternative Entire Net Income
1. Entire net income (from Schedule B, line 30)............................................................................................................ 1.
2. Interest income from subsidiary capital (from Schedule B, line 22) .......................................................................... 2.
3. Dividend income, gains and losses from subsidiary capital (from Schedule B, line 23 and 24) ............................... 3.
4. Interest income on obligations of N.Y. State, its political subdivisions, or of the U.S. (from Schedule B, line 25).... 4.
5. Alternative entire net income (add lines 1 through 4)................................................................................................ 5.
6. Allocated alternative entire net income - line 5 x %(from Schedule G, part 2, line 5 rounded to
the nearest one hundredth of a percentage point) (enter on page 1, Schedule A, line 2) ........................................ 6.
SCHEDULE D - Computation and Allocation of Taxable Assets
1. Average value of total assets ...................................................................................................................................... 1.
2. Money or other property received from the Federal Deposit Insurance Corporation or from the Federal
Savings and Loan Insurance Corporation ................................................................................................................... 2.
3. Taxable assets (line 1 less line 2)................................................................................................................................ 3.
4. Allocated taxable assets - line 3 x % (from Schedule G, part 3, line 7 rounded to the nearest
one hundredth of a percentage point) (enter on page 1, Schedule A, line 3) ............................................................. 4.

5. Compute net worth ratio: Net worth on the last day of the tax year = ...................................... 5. %
Total assets on the last day of the tax year
6. Compute percentage of mortgages Average quarterly balance of mortgages = ....................................... 6. %
included in total assets: Average quarterly balance of total assets
Use the chart below to determine your tax rate. This rate must be used to compute the alternative minimum tax measured by taxable assets. You must meet
both the net worth ratio and percentage of mortgages included in the total assets requirements to qualify for the lower tax rates.
Mark an X in the appropriate box in the last column and use this rate on line 3 of Schedule A.
If the net worth ratio And the % of mortgages included The tax rate is: Indicate the appropriate tax rate:
(from line 5) is: in total assets (from line 6) is:
Less than 4% 33% or more .00002
At least 4% but less than 5% 33% or more .00004
All others All others .0001
SCHEDULE E - Federal Return Information - All Banks
THE FOLLOWING INFORMATION MUST BE ENTERED FOR THIS RETURN TO BE COMPLETE
Enter on Lines 1 through 10, in the Federal Amount column, the amounts reported
on your Federal 1120S. ______________________________________t Federal Amount t
1. Interest income.................................................................................................................. 1. ______________________________________
2. Other income..................................................................................................................... 2. ______________________________________
3. Total income ...................................................................................................................... 3. ______________________________________
4. Compensation of officers................................................................................................... 4. ______________________________________
5. Salaries and wages........................................................................................................... 5. ______________________________________
6. Bad debts .......................................................................................................................... 6. ______________________________________
7. Interest expense................................................................................................................ 7. ______________________________________
8. Other deductions ............................................................................................................... 8. ______________________________________
9. Total deductions................................................................................................................. 9. ______________________________________
10. Taxable income before NOL.............................................................................................. 10. ______________________________________

Enter on lines 1 through 5, in the Federal Amount column, the amounts reported on
your Federal 1120S. ______________________________________t Federal Amount t
1. Net income (loss) per books ............................................................................................. 1. ______________________________________
2. Income subject to tax not recorded on books this year .................................................... 2. ______________________________________
3. Expenses recorded on books this year not deducted on this return................................. 3. ______________________________________
4. Income recorded on books this year not included on this return...................................... 4. ______________________________________
5. Deductions on this return not charged against book income this year............................. 5. ______________________________________
*10032091*
Enter on lines 1 and 2 in the Federal Amount column the amounts reported on
your Federal 1120S. ______________________________________t Federal Amount t
1. Total assets (Beginning of tax year, Schedule L, Column b) ............................................ 1. ______________________________________
10032091 2. Total assets (End of tax year, Schedule L, Column d)...................................................... 2. ______________________________________

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 4
SCHEDULE F - Computation of International Banking Facility Adjusted Eligible Net Income or Loss
(Pursuant to Section 11-641 (f) of the Administrative Code)
If the corporation has an IBF located in New York State, check the appropriate box below and see instructions.
The corporation computed entire net income using the: n IBF modification method or n IBF formula allocation method
If using the modification method, complete lines 1 through 34; if using the formula allocation method, complete lines 1 through 18 only.
COLUMN A COLUMN B COLUMN C
COMPUTATION OF ELIGIBLE GROSS INCOME Total IBF Gross Income Ineligible IBF Gross Income Eligible Gross Income
(column A minus column B)
1. Interest income from loans............................................................. 1.
2. Interest income from deposits........................................................ 2.
3. Income from foreign exchange trading and hedging transactions. 3.
4. Fee income .................................................................................... 4.
5. ELIGIBLE GROSS INCOME (add lines 1 through 4 of column C) 5.
COLUMN A COLUMN B COLUMN C
COMPUTATION OF APPLICABLE EXPENSES Direct Expenses Indirect Expenses Total
(column A plus column B)
6. Salaries and wages........................................................................ 6.
7. Repairs........................................................................................... 7.
8. Bad debts....................................................................................... 8.
9. Rents.............................................................................................. 9.
10. Taxes.............................................................................................. 10.
11. Interest ........................................................................................... 11.
12. Contributions .................................................................................. 12.
13. Depreciation ................................................................................... 13.
14. Advertising ..................................................................................... 14.
15. Pension, profit sharing, etc., plans................................................. 15.
16. Employee benefit programs ........................................................... 16.
17. Other expenses.............................................................................. 17.
18. TOTAL APPLICABLE EXPENSES (add lines 6 through 17 of column C) 18.
COMPUTATION OF INELIGIBLE FUNDING AMOUNT
19. Eligible net income (line 5 minus line 18) ................................................................................................................................................... 19.
20. Average aggregate liabilities and other sources of funds of the IBF which are not owed to or received from foreign persons ................ 20.
21. All average aggregate liabilities and other sources of funds of the IBF ..................................................................................................... 21.
22. Divide line 20 by line 21.............................................................................................................................................................................. 22.
23. Ineligible funding amount (line 19 x line 22) ............................................................................................................................................... 23.
24. Remaining amount (line 19 minus line 23) (transfer amount to line 32 below) .......................................................................................... 24.
COMPUTATION OF FLOOR AMOUNT
25. Average aggregate amount of loans to and deposits with foreign persons in financial accounts within New York State for
taxable years 1975, 1976 and 1977...............................................................................................................................................................25.
26. Statutory percentage for the current taxable year...........................................................................................................................................26.
27. Multiply line 25 by line 26................................................................................................................................................................................27.
28. Average aggregate amount of loans to and deposits with foreign persons in financial accounts within New York State
(other than IBF) for the current taxable year, but not in excess of amount on line 27 ...................................................................................28.
29. Balance (line 27 minus line 28).......................................................................................................................................................................29.
30. Average aggregate amount of loans to and deposits with foreign persons in financial accounts of the IBF for the current taxable year.....30.
31. Enter the number "1" or line 29 divided by line 30, whichever is less ............................................................................................................31.
32. Remaining amount (enter amount from line 24) .............................................................................................................................................32.
33. Floor amount (line 31 x line 32) ......................................................................................................................................................................33.
34. ADJUSTED ELIGIBLE NET INCOME OR LOSS (line 32 minus line 33) (transfer amount to Schedule B, line 26) ....................................34.

*10042091* 10042091

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 5
SCHEDULE G - Allocation Percentages - Parts 1, 2 and 3
u Are you a banking corporation described in Administrative Code section 11-640(a)(9)?..................................................................... n Yes n No
u Are you substantially engaged in providing management, administrative, or distribution services to an investment company
as such terms are defined in Adm. Code section 11-642(b)(1-a)? .........................................................................................................n Yes n No
If you answered “Yes” to both questions, see instructions concerning “Allocation for Certain Banking Corporations.”
Part 1 Computation of entire net income allocation
If the corporation has an IBF located in New York State, check the appropriate box below and see instructions.
The corporation computed entire net income using the: n IBF modification method or n IBF formula allocation method
If you are claiming an allocation outside NYC, attach a rider to explain the COLUMN A COLUMN B
business carried on outside NYC upon which you base your right to allocate. NEW YORK CITY EVERYWHERE
1a. Wages, salaries and other personal service compensation of employees,
except general executive officers............................................................................. 1a.
1b. Multiply column A x 80%.......................................................................................... 1b.
1c. Percentage in New York City (line 1b, column A divided by line 1a, column B) ..... 1c. %
2. Receipts arising during the taxable period from:
a. Interest income from loans and financing leases .............................................. 2a.
b. Other income from loans and financing leases ................................................. 2b.
c. Lease transactions and rents............................................................................. 2c.
d. Interest from bank, credit, travel, entertainment and other credit card
receivables ......................................................................................................... 2d.
e. Service charges and fees from bank, credit, travel, entertainment and
other credit cards .............................................................................................. 2e.
f. Receipts from merchant discounts..................................................................... 2f.
g. Income from trading activities and investment activities.................................... 2g.
h. Fees or charges from letters of credit, traveler's checks and money orders..... 2h.
i. Performance of services .................................................................................... 2i.
j. Royalties ............................................................................................................ 2j.
k. All other business receipts................................................................................. 2k.
l. Total (transfer amount from column B to page 1, line 21) ................................. 2l.
m. Percentage in New York City (line 2l, column A, divided by line 2l, column B). 2m. %
3. Additional receipts factor (enter percentage from line 2m (see instructions)) ............................................................... %
3.
4. Deposits maintained in branches
a. Deposits of $100,000 or more ........................................................................... 4a.
b. Deposits of less than $100,000 ......................................................................... 4b.
c. Total of line 4a and line 4b................................................................................. 4c.
d. Percentage in New York City (line 4c, column A divided by line 4c, column B) 4d. %

5. Additional deposits factor (enter percentage from line 4d (see instructions))..................................................................... 5. %
6. Total of NYC percentages shown on lines 1c, 2m, 3, 4d and 5 (see instructions) ............................................................. 6. %

7. Entire net income allocation percentage (divide line 6 by five or by the actual number of
percentages used if less than five) (round to the nearest one hundredth of a percentage
%
point and transfer to Schedule B, line 31 and to Schedule A, line 26) ................................................ 7.
Part 2 Computation of alternative entire net income allocation percentage COLUMN A COLUMN B
NEW YORK CITY EVERYWHERE
1a. Wages, salaries and other personal service compensation of
employees, except general executive officers ................................... 1a.
1b. Percentage in New York City (line 1a, column A divided by line 1a, column B) .................................. 1b. %

2. Receipts factor - enter percentage from Schedule G, part 1, line 2m ................................................. 2. %
3. Deposits factor - enter percentage from Schedule G, part 1, line 4d .................................................. 3. %

4. Total of lines 1b, 2 and 3 ...................................................................................................................... 4. %
5. Alternative entire net income allocation percentage (divide line 4 by three or by the actual number
of percentages used if less than three ) (round to the nearest one hundredth of a percentage point
*10052091* and transfer to Schedule C, line 6) ......................................................................................................... 5. %

10052091

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 6
Part 3 (Schedule G (cont'd)) Computation of taxable assets allocation percentage
ALL ACTIVITIES OF AN IBF ARE TO BE INCLUDED IN BOTH THE NUMERATOR COLUMN A COLUMN B
(COL. A) AND THE DENOMINATOR (COL. B) WHEN COMPUTING THE TAXABLE NEW YORK CITY EVERYWHERE
ASSETS ALLOCATION PERCENTAGE.
1a. Wages, salaries and other personal service compensation of employees,
except general executive officers ............................................................................ 1a.
1b. Multiply column A x 80%.......................................................................................... 1b.
1c. Percentage in New York City (line 1b, column A divided by line 1a, column B) ..... 1c. %
2. Receipts arising during the taxable period from:
a. Interest income from loans and financing leases............................................ 2a.
b. Other income from loans and financing leases............................................... 2b.
c. Lease transactions and rents .......................................................................... 2c.
d. Interest from bank, credit, travel, entertainment and other credit card
receivables ...................................................................................................... 2d.
e. Service charges and fees from bank, credit, travel, entertainment and
other credit cards............................................................................................. 2e.
f. Receipts from merchant discounts.................................................................. 2f.
g. Income from trading activities and investment activities ................................. 2g.
h. Fees or charges from letters of credit, traveler's checks and money orders .. 2h.
i. Performance of services.................................................................................. 2i.
j. Royalties.......................................................................................................... 2j.
k. All other business receipts .............................................................................. 2k.
l. Totals ............................................................................................................... 2l.
m. Percentage in New York City (line 2l, column A divided by line 2l, column B) 2m. %
3. Additional receipts factor (enter percentage from line 2m (see instructions)) .................................................................... 3. %
4. Deposits maintained in branches
a. Deposits of $100,000 or more......................................................................... 4a.
b. Deposits of less than $100,000....................................................................... 4b.
c. Total of line 4a and line 4b .............................................................................. 4c.
d. Percentage in New York City (line 4c, column A divided by line 4c, column B) . 4d. %
5. Additional deposits factor (enter percentage from line 4d (see instructions)) ................................................................. 5. %
6. Total of NYC percentages shown on lines 1c, 2m, 3, 4d and 5 (see instructions).......................................................... 6. %

7. Taxable assets allocation percentage (divide line 6 by five or by the actual number of percentages used if less than five)
(round to the nearest one hundredth of a percentage point and transfer to Schedule D, line 4)........................................... 7. %

Composition of Prepayments claimed on Schedule A, line 12
DATE AMOUNT

A. Mandatory first installment paid with preceding year's tax....................................
B. Payment with declaration, Form NYC-400B (1)........................................................
C. Payment with Notice of Estimated Tax Due (2) ...........................................................
D. Payment with Notice of Estimated Tax Due (3)........................................................
E. Payment with extension, Form NYC-EXT.............................................................
F. Carryover credit from preceding year other than UBT Paid Credit carryover.......
G. TOTAL of A through F (enter on Schedule A, line 12)...............................................

*10062091*

10062091

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NAME: EIN:
Form NYC-1 2020 ATTACH COPY OF ALL PAGES OF YOUR FEDERAL FORM 1120S Page 7
SCHEDULE J - Additional Required Information
1. Are you currently under audit by the Internal Revenue Service or the New York State Department of Taxation and Finance?..................................... n YES n NO
If "YES", by whom? n Internal Revenue Service state periods: Beg.: ______-______-______ End.: ______-______-______
MM-DD- YYYY MM-DD- YYYY
n New York State state periods: Beg.: ______-______-______ End.: ______-______-______
Dept. of Taxation and Finance MM-DD- YYYY MM-DD- YYYY
2. Has the Internal Revenue Service or the New York State Department of Taxation and Finance corrected any
taxable income or other tax base reported in a prior year ................................................................................................................... n YES n NO
If "YES", by whom? n Internal Revenue Service state periods: Beg.: ______-______-______ End.: ______-______-______
MM-DD- YYYY MM-DD- YYYY
n New York State state periods: Beg.: ______-______-______ End.: ______-______-______
Dept. of Taxation and Finance MM-DD- YYYY MM-DD- YYYY
3. If "YES" to question 2:
3a. For years prior to 1//1/15, has Form(s) NYC-3360B (Banking Corporation Report of Federal /State Change in Taxable Income) been filed? n YES n NO
3b. For years beginning on or after 1/1/15, has an amended return(s) been filed?.................................................................................................... n YES n NO
4. Did you calculate a depreciation deduction by the application of the Federal Accelerated Cost Recovery System (ACRS)?.............. n YES n NO
5. Were you a participant in a "safe harbor leasing" transaction during the period covered by this return? ............................................. n YES n NO
6. At any time during the taxable year, did the corporation have an interest in real property (including a leasehold interest)
located in NYC or in an entity owning such real property? .................................................................................................................... n YES n NO
7. If "YES" to 6:
a. Attach a schedule of such property, including the nature of the interest and including the street address, borough, block and lot number.
b. Was any NYC real property or interest (including a leasehold interest) in an entity owning real property acquired or
transferred with or without consideration?...................................................................................................................................... n YES n NO
c. Was there a partial or complete liquidation of the corporation? ..................................................................................................... n YES n NO
d. Was 50% or more of the corporation’s ownership transferred during the tax year, over a three-year period or according to a plan?.... n YES n NO
8. If "YES" to 7b, 7c, or 7d, was a Real Property Transfer Tax Return filed? .............................................................................................. n YES n NO
9. If "NO" to 8, explain: ________________________________________________________________________________________
10. Are you a member of:
a. a federal consolidated group............................... n YES n NO ....................... Number of members: __________________
b. a New York State combined group...................... n YES n NO ....................... Number of members: __________________
c. a New York City combined group........................ n YES n NO ....................... Number of members: __________________
11. If you answered:
“YES” to 10a. indicate total federal consolidated taxable income of group before net operating loss deduction ...... $ _____________________________
“YES” to 10b. compute total federal consolidated taxable income before net operating loss deduction for those corporations
not included in the New York City combined group but included in the New York State combined group .......... $ _____________________________
“YES” to 10c. compute total federal consolidated taxable income before net operating loss deduction for those corporations
not included in the New York City combined group but in the federal consolidated group ............................... $ _____________________________
12. Balance sheet information as of end of the year as per federal income tax return:
Total assets $ _____________________________
Total liabilities $ _____________________________
Total capital $ _____________________________
13. If you are a member of a New York City combined group, compute
combined New York City balance sheet information as of end of the year.
Total assets $ _____________________________
Total liabilities $ _____________________________
Total capital $ _____________________________
14. Attach a list of offices and branches located outside New York City.
15. Do you have an International Banking Facility in New York City? ......................................................................... n YES n NO
If "YES", provide the date established: ______-______-______Date business began in NYC: ______-______-______
Provide the date approval was obtained from Federal Reserve Bank: ______-______-______
16. Does the corporation have one or more qualified subchapter S subsidiaries? ..................................................... n YES n NO
If “YES”, attach a schedule showing the name, address and EIN, if any, of each QSSS and indicate whether the
QSSS filed or was required to file a City business income tax return. See Finance Memorandum 99-3 online at:
*10072091* http://www1.nyc.gov/assets/finance/downloads/pdf/99pdf/fm99_3.pdf
17. Does this taxpayer pay rent greater than $200,000 for any premises in NYC in the borough of Manhattan south
of 96th Street for the purpose of carrying on any trade, business, profession, vocation or commercial activity? n YES n NO
18. If "YES", were all required Commercial Rent Tax Returns filed? ....................................................................................................................... n YES n NO
Please enter Employer Identification Number which was used on the Commercial Rent Tax Return__________________________________
10072091

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