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    Schedule          North Dakota Office of State Tax Commissioner
                          Calculation of Tax on Proceeds                                                       2018
    ND-1CS
                          From Sale of Income Tax Credit                                                Attach to Form ND-1

Your name (First, MI, Last name)                                                                     Your social security number

       Before completing this schedule, complete Form ND-1, lines 1 through 19.
     If using either Schedule ND-1FA or Schedule ND-1NR, see "How to complete this form" in instructions.

1. North Dakota taxable income - Enter the amount from Form ND-1, line 19.  However, if using
    Schedule ND-1FA, enter the amount from line 3 of that schedule.  If less than zero, enter 0.       (C1)  1
2. Gross proceeds - Enter the gross proceeds from the sale of the credit                               (C2)  2
3.  Were the gross proceeds (on line 2) included in federal taxable income?                            (C3)  3 Yes No
4.  If line 3 is Yes, enter the amount from line 1.  If line 3 is No, add lines 1 and 2 and enter the
    result on this line, and then enter -0- on line 7c and go to line 8                              (C4)  4
5.  Were the gross proceeds (on line 2) reported as a long-term capital gain on the federal return?    (C5)  5 Yes No
          If line 5 is Yes, go to line 6.
          If line 5 is No, enter -0- on line 7c, and go to line 8.
6.  Was a long-term capital gain exclusion claimed on Form ND-1, line 8?                               (C6)  6 Yes No
          If line 6 is Yes, go to line 7a
          If line 6 is No, enter -0- on line 7c, and go to line 8.
7. a.  Enter the amount from Form ND-1, line 8                          7a
    b. Multiply line 2 by 40% (.40)                                     7b
    c. Enter smaller of line 7a or 7b                                                                (C7)  7c
8.  Add lines 4 and 7c                                                                                  8
9.  Subtract line 2 from line 8.  If less than zero, enter -0-          9
10. Tax on North Dakota taxable income without proceeds -
    If using Schedule ND-1FA, see the instructions.  Otherwise,
    figure the tax on the amount on line 9 using the 2018 Tax
       Table on page 20 of the instructions for Form ND-1           (C10)  10
11. Enter larger of line 2 or line 8                                                                    11
12. Tax on North Dakota taxable income with proceeds - If using Schedule ND-1FA, see the
    instructions.  Otherwise, figure the tax on the amount on line 11 using the 2018 Tax
    Table on page 20 of the Form ND-1 instructions                                                   (C12)  12
          Full-year resident - If the taxpayer (and taxpayer's spouse, if filing jointly) are full-year
          residents, skip lines 13 through 18, and go to line 19.
          Full-year nonresident or part-year resident - If the taxpayer (or taxpayer's spouse, if
          filing jointly) is filing as a full-year nonresident or part-year resident, go to line 13.
13. a. If Line 3 is Yes, enter amount from Schedule ND-1NR,
       line 16; otherwise, skip lines 13 and 14, and go to line 15      13a
    b. Subtract line 2 from line 13a                                                                 (C13) 13b
14. a.  Enter amount from Schedule ND-1NR, line 17                      14a
    b. Subtract line 2 from line 14a                                                                 (C14) 14b
15. If required to complete lines 13 and 14, divide line 13b by line 14b (round to nearest
    four decimal places); otherwise, enter the ratio from Schedule ND-1NR, line 18                   (C15) 15
16. Multiply line 10 by line 15                                                                         16
17. Subtract line 10 from line 12                                                                    (C17)  17
18. Add lines 16 and 17                                                                                 18
19. Tax - If the taxpayer (and taxpayer's spouse, if filing jointly) are full-year residents, enter
    amount from line 12.  If the taxpayer (or taxpayer's spouse, if filing jointly) is a full-year
    nonresident or part-year resident, enter amount from line 18.  Enter the amount from
    this line on Form ND-1, line 20.                                                                 (C19)  19



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North Dakota Office of State Tax Commissioner
2018 Schedule ND-1CS instructions                                                                                              Page 1

Purpose of form                                                                               Line 4 - North Dakota taxable income 
If a taxpayer sells an unused research and    How to complete this form                       with proceeds
                                                                                              The entire gross proceeds from the sale of 
experimental expenditure tax credit (under    Before completing this schedule:                the credit are assignable to, and taxable 
N.D.C.C.  §57-38-30.5) to another taxpayer                                                    by, North Dakota.  If the gross proceeds 
for value, the gross proceeds from the sale   1. Complete Form ND-1, lines 1 through 
are assignable to North Dakota and are        line 19.                                        (on line 2) were included in federal taxable 
                                                                                              income, enter the North Dakota taxable 
subject to North Dakota income tax.  No       2. If Schedule ND-1FA (3-year averaging         income amount from line 1 on line 4.  If the 
part of the proceeds may be apportioned       for farm income) is going to be used            gross proceeds were not included in federal 
or allocated outside North Dakota, and the    to calculate the tax for the tax year,          taxable income, add the gross proceeds (on 
gross proceeds may not be reduced by any      complete that schedule first.  Information      line 2) to the North Dakota taxable income 
loss or deduction allowed for North Dakota    from Schedule ND-1FA will be needed             (on line 1) and enter the result on line 4.
income tax purposes.  If the taxpayer is an   to complete Schedule ND-1CS.  Do 
individual, this schedule must be used to     not enter the tax calculated on                 Lines 5 through 7 - Long-term capital 
calculate the individual's income tax for the Schedule ND-1FA on Form ND-1 or                 gain exclusion adjustment
tax year.                                     Schedule ND-1NR.                                The gross proceeds from the sale of the 
                                                                                              credit may not be reduced by any loss or 
Note: There are conditions and procedures     3. If the individual (or the individual's       deduction allowed for North Dakota income 
that must be satisfied before the credit may  spouse, if filing jointly) was a nonresident    tax purposes.  If the gross proceeds (on 
be transferred to another taxpayer.  For      of North Dakota for part or all of the          line 2) were reported as a long-term capital 
more information, see Form CTS, Credit        tax year, complete Schedule ND-1NR.             gain for federal income tax purposes and 
Transfer Statement, which can be obtained     Information from that schedule will be          a long-term capital gain exclusion was 
at www.nd.gov/tax.                            needed to complete Schedule ND-1CS.             claimed on Form ND-1, line 8, the portion 
                                              Do not enter the tax calculated on              of the exclusion amount attributable to the 
                                              Schedule ND-1NR on Form ND-1.
Who must complete                                                                             gross proceeds must be added back into 
An individual must complete this schedule if  Credit transfer statement.  If the              North Dakota taxable income.  Complete 
either (or both) of the following apply:      individual completing Schedule ND-1CS           lines 5 through 7 to calculate the amount 
                                              is the taxpayer who sold the credit, have       of the exclusion that must be added back.  
•  The individual sold an unused research     on hand a copy of the Form CTS, Credit          If this does not apply, enter zero on line 7c 
 and experimental expenditure tax credit      Transfer Statement, that was required           and go to line 8.
 to another taxpayer for value.               to be filed with the Office of State Tax 
 Note: The individual (seller) and the        Commissioner at the time of the sale.  It       Line 10 - Tax on North Dakota taxable 
 buyer were required to jointly file          shows the amount of the gross proceeds          income without proceeds
 Form CTS with the Office of State Tax        received from the buyer.                        If Schedule ND-1FA is going to be used to 
 Commissioner at the time of the sale.                                                        compute the tax for the year, and if the 
                                              Passthrough entity member notice.  If           gross proceeds (on Schedule ND-1CS, 
•  The individual held an interest in a       the individual completing Schedule ND-1CS       line 2) were included in federal taxable 
 passthrough entity that sold a research      is doing so because the individual owned        income, the tax on Schedule ND-1FA must 
 and experimental expenditure tax credit      an interest in a passthrough entity that        be recomputed by completing a second 
 to another taxpayer for value.               sold the credit, have on hand a copy of the     Schedule ND-1FA.  Write "Recomputation 
 A "passthrough entity" means a               Passthrough Entity Member Notice that the       of tax for Schedule ND-1CS, line 10" at 
 partnership, S corporation, or a             passthrough entity was required to provide      the top of the second Schedule ND-1FA.  
 limited liability company treated like a     to each of its owners at the time of the sale.  Complete the second Schedule ND-1FA 
 partnership or S corporation.                It shows the owner's share of the gross         using the same figures from the original 
 "Partnership" includes all forms             proceeds.                                       Schedule ND-1FA except that the amount 
 of partnerships, such as a limited                                                           on Schedule ND-1CS, line 9, must 
 partnership, limited liability limited                                                       be entered as the starting figure on 
 partnership, etc.                            Specific line instrucitons                      line 1 of the second Schedule ND-1FA.  
                                                                                              Enter the recomputed tax from line 23 
 Note: The passthrough entity (seller)                                                        of the second Schedule ND-1FA on 
 and the buyer were required to jointly       Line 2 - Gross proceeds
 file Form CTS with the Office of State       Enter the amount of gross proceeds from         Schedule ND-1CS, line 10.
 Tax Commissioner at the time of the          Form CTS, Credit Transfer Statement, or         If the gross proceeds (on Schedule ND-1CS, 
 sale.  In addition, the passthrough          from the Passthrough Entity Member Notice,      line 2) were not included in federal 
 entity (seller) was required to provide a    whichever is applicable.                        taxable income, enter the amount from 
 specially-prescribed notice to each of its                                                   Schedule ND-1FA, line 23, on this line.
 owners showing the owner's share of the      Line 3 - Inclusion of proceeds in federal 
 total gross proceeds and instructing the     taxable income
 owner how to report the proceeds on the      In general, the transfer of a state income      Line 12 - Tax on North Dakota taxable 
 owner's North Dakota income tax return.      tax credit for value is a taxable sale of       income with proceeds
 See Form CTS for more information.           property and the gross proceeds are             If Schedule ND-1FA is going to be used to 
                                              includable in gross income for federal          compute the tax for the year, and if the 
                                              income tax purposes - see Temple, George        gross proceeds (on Schedule ND-1CS, 
                                              H., 136 TC No. 15 (2011) and IRS Chief          line 2) were included in federal 
                                              Counsel Advice (CCA) 201147024.  Fill in        taxable income, enter the amount from 
                                              the applicable circle to indicate whether       Schedule ND-1FA, line 23, on this line.
                                              or not the gross proceeds (on line 2) were 
                                              included in federal taxable income.



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North Dakota Office of State Tax Commissioner
2018  Schedule ND-1CS instructions                                                                                        Page 2

If the gross proceeds (on Schedule ND-1CS,   If the taxpayer (and the taxpayer's            Lines 13 and 14 - North Dakota
line 2) were not included in federal taxable spouse, if filing jointly) are filing as full- income ratio
income, the tax on Schedule ND-1FA must      year residents, enter the amount from          If the answer to the question on line 3 is 
be recomputed by completing a second         Schedule ND-1CS, line 12, on Form ND-1,        Yes, lines 13 and 14 must be completed to 
Schedule ND-1FA.  Write "Recomputation       line 19.  Do not complete lines 13             recompute the North Dakota income ratio 
of tax for Schedule ND-1CS, line 12" at      through 18 of Schedule ND-1CS.                 on Schedule ND-1NR.
the top of the second Schedule ND-1FA.  
Complete the second Schedule ND-1FA          If the taxpayer (or the taxpayer's spouse,     If the answer to the question on line 3 is 
using the same figures from the original     if filing jointly) is filing as a full-year    No, skip lines 13 and 14, and enter the 
Schedule ND-1FA except that the amount       nonresident or a part-year resident,           North Dakota income ratio from Schedule 
on Schedule ND-1CS, line 11, must            complete lines 13 through 18.                  ND-1NR, line 18, on Schedule ND-1CS, 
be entered as the starting figure on                                                        line 15.
line 1 of the second Schedule ND-1FA.  
Enter the recomputed tax from line 23 
of the second Schedule ND-1FA on 
Schedule ND-1CS, line 12.






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